Oliver James
Assistant Vice President of Compliance
Base pay range: $130,000.00/yr - $175,000.00/yr
Job Summary / Introduction The Assistant Vice President of Compliance supports senior leadership in building and maintaining a strong compliance culture. This role oversees regulatory compliance across product development, operations, marketing and customer servicing. The AVP ensures policies, procedures and controls meet applicable state and federal requirements and works with cross‑functional teams to manage compliance risk.
Qualifications
Bachelor's degree or equivalent experience in law, business, finance or related field
Three to five years of compliance, risk, or audit experience
Knowledge of life and health insurance products and regulatory requirements
Strong analytical, research and problem‑solving abilities
Excellent communication, collaboration and organizational skills
Proficiency with Microsoft Office and compliance systems
Detailed Job Description
Ensure compliance with all applicable laws and regulations across product design, marketing, administration and operations
Draft and review policy forms and related materials for regulatory accuracy
Manage or support regulatory filings and maintain ongoing product compliance
Research regulatory requirements and maintain company compliance policies and procedures
Monitor regulatory changes and advise leadership on operational impact
Conduct compliance audits and testing
Identify issues, recommend corrective actions and track remediation
Provide compliance guidance and training to internal teams
Serve as a primary resource for compliance related questions
Prepare responses to regulatory inquiries, complaints and examinations
Support internal investigations, privacy, anti‑fraud and anti‑money‑laundering programs
Contribute to company projects requiring compliance input
Assist with operational reviews and process improvements
If interested, please apply to this job advert or reach out to Olivea.Kupiec@oliverjames.com
Seniority level Mid‑Senior level
Employment type Full‑time
Job function Other
Industry: Insurance
Location:
Atlanta, GA
#J-18808-Ljbffr
Job Summary / Introduction The Assistant Vice President of Compliance supports senior leadership in building and maintaining a strong compliance culture. This role oversees regulatory compliance across product development, operations, marketing and customer servicing. The AVP ensures policies, procedures and controls meet applicable state and federal requirements and works with cross‑functional teams to manage compliance risk.
Qualifications
Bachelor's degree or equivalent experience in law, business, finance or related field
Three to five years of compliance, risk, or audit experience
Knowledge of life and health insurance products and regulatory requirements
Strong analytical, research and problem‑solving abilities
Excellent communication, collaboration and organizational skills
Proficiency with Microsoft Office and compliance systems
Detailed Job Description
Ensure compliance with all applicable laws and regulations across product design, marketing, administration and operations
Draft and review policy forms and related materials for regulatory accuracy
Manage or support regulatory filings and maintain ongoing product compliance
Research regulatory requirements and maintain company compliance policies and procedures
Monitor regulatory changes and advise leadership on operational impact
Conduct compliance audits and testing
Identify issues, recommend corrective actions and track remediation
Provide compliance guidance and training to internal teams
Serve as a primary resource for compliance related questions
Prepare responses to regulatory inquiries, complaints and examinations
Support internal investigations, privacy, anti‑fraud and anti‑money‑laundering programs
Contribute to company projects requiring compliance input
Assist with operational reviews and process improvements
If interested, please apply to this job advert or reach out to Olivea.Kupiec@oliverjames.com
Seniority level Mid‑Senior level
Employment type Full‑time
Job function Other
Industry: Insurance
Location:
Atlanta, GA
#J-18808-Ljbffr