UBS
Supervisory Officer – UBS
Join to apply for the
Supervisory Officer
role at
UBS .
Are you an expert on risk and supervision? Do you know how to make the right call in challenging situations?
Your Role
Drive initiatives related to sales supervision, compliance and business risk, including implementation and education.
Manage review of various supervision processes and procedures.
Serve as a point of contact regarding matters that need attention or issues that cannot be resolved, and escalated issues as required.
It is unlawful in Massachusetts to require or administer a lie detector test as a condition of employment or continued employment. An employer who violates this law shall be subject to criminal penalties and civil liability.
Salary Information
Boston: salary range \$95,000 to \$120,000.
US Only: The expected salary range for this role is \$95,000 to \$120,000 based on factors including, but not limited to, experience, qualifications, education, location and skill level. This role may also be eligible for discretionary incentive compensation. For benefits information, visit ubs.com/usbenefits.
Job Details Job Type:
Full Time
Job Reference #: 326708BR
City: Boston, Portland
Team and Expertise
Ideally 2+ years of experience as a risk/supervisory manager or other substantive leadership role within a leading financial institution.
Series 7, 8 (or 9/10), 66 (or 63/65); insurance a plus.
Track record of leadership, mentoring and coaching success.
Great communicator comfortable addressing difficult conversations.
Reliable when working independently, with sound judgment regarding issue escalation.
Quickly adaptable to changing market situations, technology and business needs.
About UBS UBS is a leading and truly global wealth manager and the leading universal bank in Switzerland. We also provide diversified asset management solutions and focused investment banking capabilities. Headquartered in Zurich, Switzerland, UBS is present in more than 50 markets around the globe.
Benefits & Culture UBS is dedicated to disability inclusion and offers reasonable accommodations throughout the recruitment process. Our inclusive culture brings out the best in our employees, wherever they are on their career journey. We use artificial intelligence to work smarter and more efficiently and value collaboration at the heart of everything we do.
EEO Statement UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.
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Supervisory Officer
role at
UBS .
Are you an expert on risk and supervision? Do you know how to make the right call in challenging situations?
Your Role
Drive initiatives related to sales supervision, compliance and business risk, including implementation and education.
Manage review of various supervision processes and procedures.
Serve as a point of contact regarding matters that need attention or issues that cannot be resolved, and escalated issues as required.
It is unlawful in Massachusetts to require or administer a lie detector test as a condition of employment or continued employment. An employer who violates this law shall be subject to criminal penalties and civil liability.
Salary Information
Boston: salary range \$95,000 to \$120,000.
US Only: The expected salary range for this role is \$95,000 to \$120,000 based on factors including, but not limited to, experience, qualifications, education, location and skill level. This role may also be eligible for discretionary incentive compensation. For benefits information, visit ubs.com/usbenefits.
Job Details Job Type:
Full Time
Job Reference #: 326708BR
City: Boston, Portland
Team and Expertise
Ideally 2+ years of experience as a risk/supervisory manager or other substantive leadership role within a leading financial institution.
Series 7, 8 (or 9/10), 66 (or 63/65); insurance a plus.
Track record of leadership, mentoring and coaching success.
Great communicator comfortable addressing difficult conversations.
Reliable when working independently, with sound judgment regarding issue escalation.
Quickly adaptable to changing market situations, technology and business needs.
About UBS UBS is a leading and truly global wealth manager and the leading universal bank in Switzerland. We also provide diversified asset management solutions and focused investment banking capabilities. Headquartered in Zurich, Switzerland, UBS is present in more than 50 markets around the globe.
Benefits & Culture UBS is dedicated to disability inclusion and offers reasonable accommodations throughout the recruitment process. Our inclusive culture brings out the best in our employees, wherever they are on their career journey. We use artificial intelligence to work smarter and more efficiently and value collaboration at the heart of everything we do.
EEO Statement UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.
#J-18808-Ljbffr