Regional Compliance Leader – Financial Services Audits

A financial services firm is seeking a Sr. Regional Compliance Manager to provide compliance support across branch locations. The role involves conducting inspections, advising financial professionals, and addressing compliance issues effectively. The candidate should have 5-10 years of experience, along with FINRA Series 7 and 24 registrations. This full-time position offers a hybrid work model with travel expectations and a salary range of $85,000 - $90,000 including additional benefits. #J-18808-Ljbffr