Equitable
A leading financial services firm is seeking a Sr. Regional Compliance Manager to provide compliance support across multiple branches. This role requires conducting inspections, advising financial professionals, and reporting on audit findings. The ideal candidate has 5-10 years of experience in the financial sector, along with necessary FINRA registrations. The position offers a hybrid work setup with a base salary ranging from $85,000 to $90,000, plus benefits including medical, dental, and a 401(k) plan.
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