J.P. Morgan
Associate II - Alternative Fund Services AML/KYC
J.P. Morgan, New York, New York, United States
This is an exciting opportunity to join our global Alternative Funds Team within the Transfer Agency Department as a Senior Associate.
As an AML/KYC Senior Associate within our Alternative Funds Team, you will act as a member of a dedicated AML team within the Transfer Agency Department whose primary responsibility will be to perform timely and efficient review and update of both new and existing Investor Anti-Money Laundering & Counter Terrorist Financing (AML/CTF) information and documentation, all with adherence to Regulatory and JPMorgan Group requirements.
Job responsibilities
Assist with cyclical reviews and Onboarding of all Investor accounts on the Transfer Agency systemsincluding verification of team members work and providing feedback when required
Identify investors that may create money laundering or reputational risks including but not limited to ongoing transaction monitoring, screening for PEP, Sanctions and Negative Media
Participate in ensuring excellent client service provided to clients, may include technology needs, regulatory requirements
Continually proactively assess current procedures and work practices to identify potential operational inefficiencies and additional risk mitigation control requirements
Validate KYC files
Support in training efforts
Manage Email box and queries
Oversee the AML/CFT framework within TA, ensuring it is comprehensive, robust and compliant with contractual and where relevant, regulatory obligations
Required qualifications, capabilities, and skills
5 + years AML / CTF experience in the financial services industry with exposure to globally diverse investor base
Good understanding of applicable AML/KYC regulations as it relates to Risk Assessments and Investor Onboarding and general understanding of regulatory requirements forU.S. & Cayman Funds administered by JPM, ensuring it is comprehensive, robust and compliant with contractual and where relevant, regulatory obligations
Strong analytical, organizational skills with operational and risk awareness mindset, escalation and attention to detail
Strong interpersonal, communication and influencing skills, ability to assist in coaching team members
Self-starter with strong work ethic and ability to act on own initiative within team environment to proactively identify, own and progress tasks to be undertaken.
Ability to build strong working relationships with central and business aligned functions across the region and co-ordinate delivery across functions
Display effective time management and ability to prioritize tasks for oneself. Adherence to ensuring policy and procedures are followed and ensuring escalation of any potential issues within the KYC environment
Team lead experience
Preferred qualifications, capabilities, and skills
Preferably direct Transfer Agency experience and knowledge of alternative investment funds.
Demonstrated expertise in Investor AML/KYC onboarding and ongoing maintenance.
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As an AML/KYC Senior Associate within our Alternative Funds Team, you will act as a member of a dedicated AML team within the Transfer Agency Department whose primary responsibility will be to perform timely and efficient review and update of both new and existing Investor Anti-Money Laundering & Counter Terrorist Financing (AML/CTF) information and documentation, all with adherence to Regulatory and JPMorgan Group requirements.
Job responsibilities
Assist with cyclical reviews and Onboarding of all Investor accounts on the Transfer Agency systemsincluding verification of team members work and providing feedback when required
Identify investors that may create money laundering or reputational risks including but not limited to ongoing transaction monitoring, screening for PEP, Sanctions and Negative Media
Participate in ensuring excellent client service provided to clients, may include technology needs, regulatory requirements
Continually proactively assess current procedures and work practices to identify potential operational inefficiencies and additional risk mitigation control requirements
Validate KYC files
Support in training efforts
Manage Email box and queries
Oversee the AML/CFT framework within TA, ensuring it is comprehensive, robust and compliant with contractual and where relevant, regulatory obligations
Required qualifications, capabilities, and skills
5 + years AML / CTF experience in the financial services industry with exposure to globally diverse investor base
Good understanding of applicable AML/KYC regulations as it relates to Risk Assessments and Investor Onboarding and general understanding of regulatory requirements forU.S. & Cayman Funds administered by JPM, ensuring it is comprehensive, robust and compliant with contractual and where relevant, regulatory obligations
Strong analytical, organizational skills with operational and risk awareness mindset, escalation and attention to detail
Strong interpersonal, communication and influencing skills, ability to assist in coaching team members
Self-starter with strong work ethic and ability to act on own initiative within team environment to proactively identify, own and progress tasks to be undertaken.
Ability to build strong working relationships with central and business aligned functions across the region and co-ordinate delivery across functions
Display effective time management and ability to prioritize tasks for oneself. Adherence to ensuring policy and procedures are followed and ensuring escalation of any potential issues within the KYC environment
Team lead experience
Preferred qualifications, capabilities, and skills
Preferably direct Transfer Agency experience and knowledge of alternative investment funds.
Demonstrated expertise in Investor AML/KYC onboarding and ongoing maintenance.
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