The People Of: Professional Services
New York Capital Markets & Corporate Compliance Associate
The People Of: Professional Services, New York, New York, us, 10261
New York Capital Markets & Corporate Compliance Associate
Location:
New York City, NY (up to 40% remote)
Experience:
3+ Years PQE | Capital Markets & Corporate Compliance Focus
An elite Am Law 100 firm is seeking a mid-level Capital Markets & Corporate Compliance Associate (3+ years PQE) to join its prestigious New York office. This is an opportunity to work on sophisticated securities and corporate matters, including IPOs, PIPEs, SPACs, and cross-border compliance, with a clear path for professional growth.
About The Team Join a top-tier capital markets and corporate compliance group advising domestic and international clients, including China-based companies, on a broad range of complex securities matters. The team values collaboration, mentorship, and a dynamic work environment that encourages career development.
Key Responsibilities
Lead and draft SEC registration statements (S-1, F-1, S-3, F-3) and periodic reports (10-K, 10-Q, 8-K, 20-F, 6-K)
Prepare and review proxy statements and materials for shareholder meetings
Advise clients on compliance with ’33 and ’34 Act regulations, NYSE, and Nasdaq listing rules
Manage capital markets transactions including IPOs, PIPEs, SPACs, and De-SPACs
Draft and review corporate governance documents including bylaws, resolutions, operating agreements, and underwriting agreements
Counsel clients on corporate actions such as ticker changes and reverse stock splits
Collaborate with domestic and international teams, particularly on matters involving Chinese companies and law firms
Who You Are
3+ years’ experience in capital markets, securities law, and corporate compliance
Experienced with SEC filings and reporting requirements
Strong understanding of domestic and cross-border securities transactions
JD from an ABA-accredited law school and admitted to the New York Bar (in good standing)
Excellent drafting, analytical, and communication skills
Compensation Salary Range: $325,000 – $375,000 (DOE)
Benefits: Comprehensive health coverage, 401(k), paid parental leave, flexible PTO, disability insurance, student loan refinancing, wellness programs, and more
Interested? Contact Freddie at freddie@thepeopleof.co.uk to express interest or learn more.
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New York City, NY (up to 40% remote)
Experience:
3+ Years PQE | Capital Markets & Corporate Compliance Focus
An elite Am Law 100 firm is seeking a mid-level Capital Markets & Corporate Compliance Associate (3+ years PQE) to join its prestigious New York office. This is an opportunity to work on sophisticated securities and corporate matters, including IPOs, PIPEs, SPACs, and cross-border compliance, with a clear path for professional growth.
About The Team Join a top-tier capital markets and corporate compliance group advising domestic and international clients, including China-based companies, on a broad range of complex securities matters. The team values collaboration, mentorship, and a dynamic work environment that encourages career development.
Key Responsibilities
Lead and draft SEC registration statements (S-1, F-1, S-3, F-3) and periodic reports (10-K, 10-Q, 8-K, 20-F, 6-K)
Prepare and review proxy statements and materials for shareholder meetings
Advise clients on compliance with ’33 and ’34 Act regulations, NYSE, and Nasdaq listing rules
Manage capital markets transactions including IPOs, PIPEs, SPACs, and De-SPACs
Draft and review corporate governance documents including bylaws, resolutions, operating agreements, and underwriting agreements
Counsel clients on corporate actions such as ticker changes and reverse stock splits
Collaborate with domestic and international teams, particularly on matters involving Chinese companies and law firms
Who You Are
3+ years’ experience in capital markets, securities law, and corporate compliance
Experienced with SEC filings and reporting requirements
Strong understanding of domestic and cross-border securities transactions
JD from an ABA-accredited law school and admitted to the New York Bar (in good standing)
Excellent drafting, analytical, and communication skills
Compensation Salary Range: $325,000 – $375,000 (DOE)
Benefits: Comprehensive health coverage, 401(k), paid parental leave, flexible PTO, disability insurance, student loan refinancing, wellness programs, and more
Interested? Contact Freddie at freddie@thepeopleof.co.uk to express interest or learn more.
#J-18808-Ljbffr