Chief Compliance Officer & Legal Counsel (RIA)

A boutique wealth-management firm in Miami, FL is looking for a Compliance Officer/Legal Counsel to oversee compliance functions and uphold ethical standards. The ideal candidate should have 3+ years in compliance or a JD focused on securities and investment advisory. Responsibilities include managing regulatory relationships and ensuring adherence to regulations. The position offers a salary range of $90,000–$130,000 annually along with competitive benefits and opportunities for career growth. #J-18808-Ljbffr