Strategic Equities Compliance Lead

A globally recognized financial services firm in New York is seeking a Senior Line 2 Compliance professional to guide the Equities business on regulatory obligations, firm policies, and industry best practices. The role emphasizes compliance with U.S. securities laws and FINRA/SEC regulations, fostering a collaborative work environment. Candidates should possess 5-10 years of experience in compliance within the equities sector, along with strong analytical skills and the ability to communicate effectively with senior stakeholders. #J-18808-Ljbffr