LGBT Great
PIMCO is a global leader in active fixed income with deep expertise across public and private markets. We invest our clients’ capital across a range of fixed income and credit opportunities, leveraging our decades of experience navigating complex debt markets. Our flexible capital base and deep relationships with issuers have helped us become one of the world’s largest providers of traditional and nontraditional solutions for companies that need financing and investors who seek strong risk‑adjusted returns.
Since 1971, our people have shaped our organization through an inclusive, high‑performance culture that celebrates diverse thinking. We invest in our people and strive to imprint our CORE values of Collaboration, Openness, Responsibility and Excellence. We believe each of us is here to help others succeed, a principle that has led to PIMCO being recognized as an innovator, industry thought leader and trusted advisor to our clients.
Position Description In this role, you will play a critical part in ensuring adherence to regulatory requirements and client portfolio guidelines through comprehensive pre‑ and post‑trade compliance checks, trade reviews, and ongoing portfolio monitoring. Key responsibilities include implementing robust controls, supporting global and regional compliance initiatives, and contributing to strategic projects that shape our compliance framework. You will collaborate closely with cross‑functional partners, including Legal & Compliance, Technology, Account Management and the Trade Floor, to drive excellence and maintain the highest standards of compliance.
RESPONSIBILITIES
Analyze transactions and portfolio holdings with respect to regulatory, client and internal guidelines and calculating various risk parameters to conduct full compliance verification for all funds and separate accounts.
Research potential compliance issues and work with Account and Portfolio Management to resolve outstanding violations.
Coordinate with compliance teams regionally and globally to address compliance issues.
Prepare relevant client reporting to Account Management teams.
Address investment guidelines inquiries from the Trade Floor and other internal/external parties.
Participate in regional and global compliance initiatives, including process improvements and technology enhancements.
Work with Automation teams to improve compliance rule efficiency.
Assist with user acceptance testing (UAT) for regional and global projects.
Position Requirements
Minimum of a Bachelor’s Degree (Accounting, Business, Finance or Economics preferred)
5 years of professional experience in investment guidelines compliance or the investment management industry.
Experience in market regulations and monitoring requirements of financial products.
Knowledge of fixed‑income markets and securities, including derivatives such as futures, options, interest‑rate swaps and credit default swaps, and equities preferred.
Experience in compliance monitoring systems and Bloomberg.
Able to manage multiple tasks with tight deadlines, organize and prioritize tasks.
Proactive approach to risk mitigation and the ability to apply good judgment to determine when to raise issues.
Equal Employment Opportunity and affirmative action statement PIMCO recruits and hires qualified candidates without regard to race, national origin, ancestry, religion (including religious dress and grooming practices), sex (including pregnancy, childbirth, breastfeeding or related medical conditions), sexual orientation, gender (including gender identity and expression), age, military or veteran status, disability (physical or mental), or any factor prohibited by law, and affirms its policy and practice to support and promote equal employment opportunity and affirmative action in accordance with all applicable federal, state, provincial and municipal laws. The company also prohibits discrimination on other bases such as medical condition or marital status under applicable laws.
Applicants with Disabilities PIMCO is an Equal Employment Opportunity/Affirmative Action employer. We provide reasonable accommodation for qualified individuals with disabilities, including veterans, in job application procedures. If you have any difficulty using our online system due to a disability and would like to request accommodation, contact us at 949‑720‑7744 and leave a message. This is a dedicated line designed exclusively to assist job seekers with disabilities to apply online. Only messages left for this purpose will be considered. A response to your request may take up to two business days.
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Since 1971, our people have shaped our organization through an inclusive, high‑performance culture that celebrates diverse thinking. We invest in our people and strive to imprint our CORE values of Collaboration, Openness, Responsibility and Excellence. We believe each of us is here to help others succeed, a principle that has led to PIMCO being recognized as an innovator, industry thought leader and trusted advisor to our clients.
Position Description In this role, you will play a critical part in ensuring adherence to regulatory requirements and client portfolio guidelines through comprehensive pre‑ and post‑trade compliance checks, trade reviews, and ongoing portfolio monitoring. Key responsibilities include implementing robust controls, supporting global and regional compliance initiatives, and contributing to strategic projects that shape our compliance framework. You will collaborate closely with cross‑functional partners, including Legal & Compliance, Technology, Account Management and the Trade Floor, to drive excellence and maintain the highest standards of compliance.
RESPONSIBILITIES
Analyze transactions and portfolio holdings with respect to regulatory, client and internal guidelines and calculating various risk parameters to conduct full compliance verification for all funds and separate accounts.
Research potential compliance issues and work with Account and Portfolio Management to resolve outstanding violations.
Coordinate with compliance teams regionally and globally to address compliance issues.
Prepare relevant client reporting to Account Management teams.
Address investment guidelines inquiries from the Trade Floor and other internal/external parties.
Participate in regional and global compliance initiatives, including process improvements and technology enhancements.
Work with Automation teams to improve compliance rule efficiency.
Assist with user acceptance testing (UAT) for regional and global projects.
Position Requirements
Minimum of a Bachelor’s Degree (Accounting, Business, Finance or Economics preferred)
5 years of professional experience in investment guidelines compliance or the investment management industry.
Experience in market regulations and monitoring requirements of financial products.
Knowledge of fixed‑income markets and securities, including derivatives such as futures, options, interest‑rate swaps and credit default swaps, and equities preferred.
Experience in compliance monitoring systems and Bloomberg.
Able to manage multiple tasks with tight deadlines, organize and prioritize tasks.
Proactive approach to risk mitigation and the ability to apply good judgment to determine when to raise issues.
Equal Employment Opportunity and affirmative action statement PIMCO recruits and hires qualified candidates without regard to race, national origin, ancestry, religion (including religious dress and grooming practices), sex (including pregnancy, childbirth, breastfeeding or related medical conditions), sexual orientation, gender (including gender identity and expression), age, military or veteran status, disability (physical or mental), or any factor prohibited by law, and affirms its policy and practice to support and promote equal employment opportunity and affirmative action in accordance with all applicable federal, state, provincial and municipal laws. The company also prohibits discrimination on other bases such as medical condition or marital status under applicable laws.
Applicants with Disabilities PIMCO is an Equal Employment Opportunity/Affirmative Action employer. We provide reasonable accommodation for qualified individuals with disabilities, including veterans, in job application procedures. If you have any difficulty using our online system due to a disability and would like to request accommodation, contact us at 949‑720‑7744 and leave a message. This is a dedicated line designed exclusively to assist job seekers with disabilities to apply online. Only messages left for this purpose will be considered. A response to your request may take up to two business days.
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