Equitable
Broker-Dealer Outsourcing & Compliance Analyst
Equitable, Charlotte, North Carolina, United States, 28245
A leading financial services company located in Charlotte, North Carolina is seeking a compliance analyst to assess outsourced broker-dealer operations. This role requires strong analytical skills and a minimum of 5 years of experience in financial services. The successful candidate will generate metrics, ensure compliance with SLAs, and identify compliance issues. An exceptional benefits package and competitive salary of up to $85,000 is offered along with growth opportunities within a supportive environment.
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