Confidential
Senior Vice President, Markets E-Trading Risk & Controls
Confidential, New York, New York, United States, 10001
Senior Vice President, Markets E-Trading Risk & Controls
About the Company
Renowned commercial investment banking company with an international reach
Industry Financial Services
Type Public Company
Founded 1812
Employees 10,001+
Categories
Wealth Management Credit Cards Banking Financial Services Banking & Mortgages Consulting & Professional Services Brokerage Business Common Purpose Finance Financial Ingenuity Financial Responsibility Global Bank Investing Investment Banking Responsible Finance Global Banking Global Finance Investment Bank Insurance Asset Management Investment Management Financial Transactions International Trade Capital Management Assistance Services Risk Analysis Home Ownership Lending Services Financial Trading Foreign Trade Mobile Communication Blockchain Regulatory Affairs Sustainability Corporate Citizenship Credit
Specialties
banking commercial banking investment banking wealth management credit cards capital markets equity and fixed income research consumer lending cash management and transaction services
Business Classifications
B2B B2C
About the Role
The Company is seeking an SVP for its Markets E-Trading Risk and Controls (NAM) team. This First-Line risk team is integral to the Global Markets COO function, working closely with E-Trading businesses, CAOs, and second-line functions to implement the E-Trading Risk Framework. The successful candidate will be responsible for real-time monitoring of algorithmic trading activities, governance and oversight of E-Trading businesses, project management of key initiatives, and the design and maintenance of E-Trading controls. This role requires a subject matter expert with a deep understanding of electronic trading risks, controls, and market structure, and at least 10 years of relevant work experience in business risk and controls, compliance, or audit.
Key responsibilities for the SVP include leading market access reviews, ensuring adherence to market access controls, and providing expert guidance on the E-Trading governance framework. The role also involves leading the issue management workstream, developing and managing key relationships with E-Trading businesses, technology, risk, and compliance functions, and representing the team at governance forums. The ideal candidate will have a strong background in E-Trading regulation, experience in designing and managing centralized E-Trading tools, and a proven track record of problem-solving and process improvement. A Bachelor's degree is required, with a Master's degree preferred, and the candidate should demonstrate excellent communication, organizational influencing, and stakeholder management skills.
Hiring Manager Title NAM and LATAM Head of ETRC
Travel Percent Less than 10%
Functions
Finance
About the Company
Renowned commercial investment banking company with an international reach
Industry Financial Services
Type Public Company
Founded 1812
Employees 10,001+
Categories
Wealth Management Credit Cards Banking Financial Services Banking & Mortgages Consulting & Professional Services Brokerage Business Common Purpose Finance Financial Ingenuity Financial Responsibility Global Bank Investing Investment Banking Responsible Finance Global Banking Global Finance Investment Bank Insurance Asset Management Investment Management Financial Transactions International Trade Capital Management Assistance Services Risk Analysis Home Ownership Lending Services Financial Trading Foreign Trade Mobile Communication Blockchain Regulatory Affairs Sustainability Corporate Citizenship Credit
Specialties
banking commercial banking investment banking wealth management credit cards capital markets equity and fixed income research consumer lending cash management and transaction services
Business Classifications
B2B B2C
About the Role
The Company is seeking an SVP for its Markets E-Trading Risk and Controls (NAM) team. This First-Line risk team is integral to the Global Markets COO function, working closely with E-Trading businesses, CAOs, and second-line functions to implement the E-Trading Risk Framework. The successful candidate will be responsible for real-time monitoring of algorithmic trading activities, governance and oversight of E-Trading businesses, project management of key initiatives, and the design and maintenance of E-Trading controls. This role requires a subject matter expert with a deep understanding of electronic trading risks, controls, and market structure, and at least 10 years of relevant work experience in business risk and controls, compliance, or audit.
Key responsibilities for the SVP include leading market access reviews, ensuring adherence to market access controls, and providing expert guidance on the E-Trading governance framework. The role also involves leading the issue management workstream, developing and managing key relationships with E-Trading businesses, technology, risk, and compliance functions, and representing the team at governance forums. The ideal candidate will have a strong background in E-Trading regulation, experience in designing and managing centralized E-Trading tools, and a proven track record of problem-solving and process improvement. A Bachelor's degree is required, with a Master's degree preferred, and the candidate should demonstrate excellent communication, organizational influencing, and stakeholder management skills.
Hiring Manager Title NAM and LATAM Head of ETRC
Travel Percent Less than 10%
Functions
Finance