TD Bank
Nous utilisons des témoins pour fournir et améliorer nos services de sorte à vous offrir une expérience plus personnalisée, et les services de suivi sont désactivés. Pour en savoir plus sur les témoins utilisés et pour consulter vos préférences, veuillez vérifier les paramètres de votre navigateur ou sélectionner Accepter pour consentir à l’utilisation des témoins.Avertissement : Pour les visiteurs de l’Union européenne et du Royaume-Uni, seuls les témoins strictement nécessaires sont utilisés sur ce site. Ces témoins sont nécessaires au bon fonctionnement du site Web et ne peuvent pas être désactivés. Ils sont généralement mis en place uniquement en réponse à des actions que vous effectuez et qui équivalent à une demande de services, comme configurer vos préférences en matière de confidentialité, ouvrir une session ou remplir des formulaires. Vous pouvez configurer votre navigateur pour qu’il bloque ces témoins; toutefois, certaines sections du site ne fonctionneront pas. Ces témoins n’enregistrent pas de renseignements personnels permettant l’identification.* Works independently and be accountable for acting as a lead in executing engagements and provides work direction to others on those engagements* Considered subject matter expert in Compliance testing methodologies* Provides subject matter expertise and/or guidance to various stakeholders and team members* Advanced knowledge of external competition, industry and/or market trends in relation to own function/business* Scope of role may have enterprise impact* Undertakes and completes a variety of complex projects and initiatives requiring specialist knowledge and/or the integration of cross functional processes within own area of expertise* Independently performs concurrent multiple reviews
and related tasks from end to end* May act as highest point of team escalation for resolution and provides direction to resolve issues or escalates* **Undergraduate degree or equivalent work experience*** **7+ years of experience*** **Prior testing, audit or business operations experience in areas involving regulatory compliance.*** **Prior experience with execution of testing, validation or audit activities.*** **Detail oriented and well-developed organizational, time management and project management skills.*** **Strong verbal and written communication skills.*** **Ability to manage multiple tasks and competing priorities.*** **Proficiency with Microsoft Office applications.*** **CRCM certification preferred.*** **Knowledge and experience with risk management environment, standards, and regulations.*** **Knowledge and experience within compliance or audit, legal and regulatory environment, enterprise governance framework, products and services, policies, standards, systems, reporting and training requirements.*** **Knowledge of current and emerging trends, including regulatory expectations and standards for effective compliance management systems.*** **Ability to research, interpret and summarize relevant regulatory expectations, laws, regulations and impacts to Compliance Program elements.*** **Skill in using computer applications including MS Office and Tableau.*** **Skill in using advanced analytical software tools, data analysis methods and specialized reporting techniques.*** **Ability to independently identify, assess, and escalate issues requiring senior management attention.*** Executes and manages testing activities in accordance with established standards and strategic direction to achieve completion within target timelines* Executes follow-up on findings raised from testing engagements in accordance with established standards* Conducts skilled analytical research and analysis as part of testing engagement and initiatives* Understands risk identification, risk analysis, and risk mitigation according to regulatory requirements and best business practices* Develops strong relationships and works collaboratively with key partners* Oversees/leads the testing engagement, including communications and the reporting processes* Provides subject matter expertise and/or input to projects/initiatives as a representative for area of specialization* Proactively identifies matters which require additional attention, further escalation, or review, and liaises with the appropriate staff to resolve* Prioritizes and manages workload to deliver quality results and meet testing timelines* Contributes to the review of internal processes and activities and assists in identifying potential opportunities to improve operational efficiencies for area of responsibility* Adheres to internal policies/procedures, enterprise frameworks and methodologies and applicable regulatory guidelines* Clearly and concisely documents research as required to understand requirements specific to an engagement* Protects the interests of the organization – identifies and manages risks, and escalates non-standard, high risk transactions/activities as necessary* Applies subject matter expertise in the discipline, provides guidance, assistance, and direction to others* Actively manages relationships within and across various business lines, corporate and/or control functions, and drives alignment with enterprise and/or regulatory requirements* Assesses/identifies key issues and escalates to appropriate levels and relevant stakeholders where required* Participates in cross-functional/enterprise initiatives as a subject matter expert helping to identify risk/provide guidance for complex situations* Keeps abreast of emerging issues, trends, and evolving regulatory requirements and assesses potential impacts to the Bank* Maintains a culture of risk management and control, supported by effective processes in alignment with risk appetite* Participates fully as a member of the team, supports a positive work environment that promotes service to the business, quality, innovation and teamwork and promotes timely communication of issues/points of interest* Provides thought leadership and/or industry knowledge for own area of expertise in own area and participates in knowledge transfer within the team and business unit* Keeps current on emerging trends/developments and grows knowledge of the business, related tools and techniques* Participates in personal performance management and development activities, including cross training within own team* Keeps others informed and up-to-date about the status/progress of projects and/or all relevant or useful information related to day-to-day activities* Contributes to team development of skills and capabilities through mentorship of others, by sharing knowledge and experiences and leveraging best practices* Leads, motivates and develops relationships with internal and external business partners/stakeholders to develop productive working relationships* Contributes to a fair, positive and equitable environment that supports a diverse workforce* Acts as a brand ambassador for your business area/function and the bank, both internally and/or externally* Domestic Travel – Occasional* International Travel – Never* Performing sedentary work – Continuous* Performing multiple tasks – Continuous* Operating standard office equipment - Continuous* Responding quickly to sounds – Occasional* Sitting – Continuous* Standing – Occasional* Walking – Occasional* Moving safely in confined spaces – Occasional* Lifting/Carrying (under 25 lbs.) – Occasional* Lifting/Carrying (over 25 lbs.) – Never* Squatting – Occasional* Bending – Occasional* Kneeling – Never* Crawling – Never* Climbing – Never* Reaching overhead – Never* Reaching forward – Occasional* Pushing – Never* Pulling – Never* Twisting – Never* Concentrating for long periods of time – Continuous* Applying common sense to deal with problems involving standardized situations – Continuous* Reading, writing and comprehending instructions – Continuous* Adding, subtracting, multiplying and dividing – Continuous**Additional #J-18808-Ljbffr
and related tasks from end to end* May act as highest point of team escalation for resolution and provides direction to resolve issues or escalates* **Undergraduate degree or equivalent work experience*** **7+ years of experience*** **Prior testing, audit or business operations experience in areas involving regulatory compliance.*** **Prior experience with execution of testing, validation or audit activities.*** **Detail oriented and well-developed organizational, time management and project management skills.*** **Strong verbal and written communication skills.*** **Ability to manage multiple tasks and competing priorities.*** **Proficiency with Microsoft Office applications.*** **CRCM certification preferred.*** **Knowledge and experience with risk management environment, standards, and regulations.*** **Knowledge and experience within compliance or audit, legal and regulatory environment, enterprise governance framework, products and services, policies, standards, systems, reporting and training requirements.*** **Knowledge of current and emerging trends, including regulatory expectations and standards for effective compliance management systems.*** **Ability to research, interpret and summarize relevant regulatory expectations, laws, regulations and impacts to Compliance Program elements.*** **Skill in using computer applications including MS Office and Tableau.*** **Skill in using advanced analytical software tools, data analysis methods and specialized reporting techniques.*** **Ability to independently identify, assess, and escalate issues requiring senior management attention.*** Executes and manages testing activities in accordance with established standards and strategic direction to achieve completion within target timelines* Executes follow-up on findings raised from testing engagements in accordance with established standards* Conducts skilled analytical research and analysis as part of testing engagement and initiatives* Understands risk identification, risk analysis, and risk mitigation according to regulatory requirements and best business practices* Develops strong relationships and works collaboratively with key partners* Oversees/leads the testing engagement, including communications and the reporting processes* Provides subject matter expertise and/or input to projects/initiatives as a representative for area of specialization* Proactively identifies matters which require additional attention, further escalation, or review, and liaises with the appropriate staff to resolve* Prioritizes and manages workload to deliver quality results and meet testing timelines* Contributes to the review of internal processes and activities and assists in identifying potential opportunities to improve operational efficiencies for area of responsibility* Adheres to internal policies/procedures, enterprise frameworks and methodologies and applicable regulatory guidelines* Clearly and concisely documents research as required to understand requirements specific to an engagement* Protects the interests of the organization – identifies and manages risks, and escalates non-standard, high risk transactions/activities as necessary* Applies subject matter expertise in the discipline, provides guidance, assistance, and direction to others* Actively manages relationships within and across various business lines, corporate and/or control functions, and drives alignment with enterprise and/or regulatory requirements* Assesses/identifies key issues and escalates to appropriate levels and relevant stakeholders where required* Participates in cross-functional/enterprise initiatives as a subject matter expert helping to identify risk/provide guidance for complex situations* Keeps abreast of emerging issues, trends, and evolving regulatory requirements and assesses potential impacts to the Bank* Maintains a culture of risk management and control, supported by effective processes in alignment with risk appetite* Participates fully as a member of the team, supports a positive work environment that promotes service to the business, quality, innovation and teamwork and promotes timely communication of issues/points of interest* Provides thought leadership and/or industry knowledge for own area of expertise in own area and participates in knowledge transfer within the team and business unit* Keeps current on emerging trends/developments and grows knowledge of the business, related tools and techniques* Participates in personal performance management and development activities, including cross training within own team* Keeps others informed and up-to-date about the status/progress of projects and/or all relevant or useful information related to day-to-day activities* Contributes to team development of skills and capabilities through mentorship of others, by sharing knowledge and experiences and leveraging best practices* Leads, motivates and develops relationships with internal and external business partners/stakeholders to develop productive working relationships* Contributes to a fair, positive and equitable environment that supports a diverse workforce* Acts as a brand ambassador for your business area/function and the bank, both internally and/or externally* Domestic Travel – Occasional* International Travel – Never* Performing sedentary work – Continuous* Performing multiple tasks – Continuous* Operating standard office equipment - Continuous* Responding quickly to sounds – Occasional* Sitting – Continuous* Standing – Occasional* Walking – Occasional* Moving safely in confined spaces – Occasional* Lifting/Carrying (under 25 lbs.) – Occasional* Lifting/Carrying (over 25 lbs.) – Never* Squatting – Occasional* Bending – Occasional* Kneeling – Never* Crawling – Never* Climbing – Never* Reaching overhead – Never* Reaching forward – Occasional* Pushing – Never* Pulling – Never* Twisting – Never* Concentrating for long periods of time – Continuous* Applying common sense to deal with problems involving standardized situations – Continuous* Reading, writing and comprehending instructions – Continuous* Adding, subtracting, multiplying and dividing – Continuous**Additional #J-18808-Ljbffr