Capital One
Anti-Money Laundering (AML) Senior Supervisor, TMO (Principal Associate)
Capital One, Plano, Texas, us, 75086
Anti-Money Laundering (AML) Senior Supervisor, TMO (Principal Associate)
Capital One is seeking an experienced AML Senior Supervisor (Principal Associate) to lead AML processes, including suspicious activity investigations, sanctions reviews, and global sanction activities. The role involves supervising an AML Operations team, performing quality assurance, training staff, and contributing to policy updates.
Responsibilities
Supervise daily workflow and operational metrics of an AML Operations team.
Assist with training in Regulatory Operations and in the business areas.
Contribute to internal AML Operations projects related to the modification of policies/procedures.
Assess new business acquisitions to determine what work should flow into AML Operations units.
Perform quality assurance on draft Suspicious Activity Reports, sanctions reviews, CTRs, EDD reviews, or other AML processes.
Handle escalated issues as appropriate for advanced investigation and analysis.
Assess internal trends, external regulatory and law enforcement environment to make recommendations to understand risk areas and alter or add typologies in certain business areas.
Basic Qualifications
High School Diploma, GED or equivalent certification
At least 2 years of people management experience
At least 3 years of AML (Anti‑Money Laundering) experience within financial services
Preferred Qualifications
Bachelor's Degree
3+ years of people management experience
4+ years of AML (Anti‑Money Laundering) experience within financial services
Certified Anti‑Money Laundering Specialist (CAMS) certification, or Certified Protection Professional (CPP) certification, or Certified Fraud Examiner (CFE) certification
Employment authorization At this time, Capital One will not sponsor a new applicant for employment authorization for this position.
Compensation
Chicago, IL: $109,900 - $125,400 for AML Sr. Investigator III
McLean, VA: $120,800 - $137,900 for AML Sr. Investigator III
Plano, TX: $109,900 - $125,400 for AML Sr. Investigator III
Richmond, VA: $109,900 - $125,400 for AML Sr. Investigator III
Riverwoods, IL: $109,900 - $125,400 for AML Sr. Investigator III
Wilmington, DE: $109,900 - $125,400 for AML Sr. Investigator III
Employment Information
Seniority level: Mid‑Senior level
Employment type: Full‑time
Job function: Other
Benefits Capital One offers a comprehensive, competitive, and inclusive set of health, financial and other benefits that support your total well‑being. Eligibility varies based on full or part‑time status, exempt or non‑exempt status, and management level.
Application Period This role is expected to accept applications for a minimum of 5 business days.
No agencies to submit applications No agencies please.
Equal Opportunity Statement Capital One is an equal opportunity employer (EOE, including disability/vet) committed to non‑discrimination in compliance with applicable federal, state, and local laws. Capital One promotes a drug‑free workplace. Capital One will consider for employment qualified applicants with a criminal history in a manner consistent with the requirements of applicable laws regarding criminal background inquiries, including, to the extent applicable, Article 23‑A of the New York Correction Law; San Francisco, California Police Code Article 49, Sections 4901-4920; New York City’s Fair Chance Act; Philadelphia’s Fair Criminal Records Screening Act; and other applicable federal, state, and local laws and regulations regarding criminal background inquiries.
Accommodations If you have visited our website in search of information on employment opportunities or to apply for a position, and you require an accommodation, please contact Capital One Recruiting at 1‑800‑304‑9102 or via email at RecruitingAccommodation@capitalone.com. All information you provide will be kept confidential and will be used only to the extent required to provide needed reasonable accommodations.
Recruiting Support For technical support or questions about Capital One's recruiting process, please send an email to Careers@capitalone.com.
Disclaimer Capital One does not provide, endorse nor guarantee and is not liable for third‑party products, services, educational tools or other information available through this site.
Entity Information Capital One Financial is made up of several different entities. Please note that any position posted in Canada is for Capital One Canada, any position posted in the United Kingdom is for Capital One Europe and any position posted in the Philippines is for Capital One Philippines Service Corp. (COPSSC).
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Responsibilities
Supervise daily workflow and operational metrics of an AML Operations team.
Assist with training in Regulatory Operations and in the business areas.
Contribute to internal AML Operations projects related to the modification of policies/procedures.
Assess new business acquisitions to determine what work should flow into AML Operations units.
Perform quality assurance on draft Suspicious Activity Reports, sanctions reviews, CTRs, EDD reviews, or other AML processes.
Handle escalated issues as appropriate for advanced investigation and analysis.
Assess internal trends, external regulatory and law enforcement environment to make recommendations to understand risk areas and alter or add typologies in certain business areas.
Basic Qualifications
High School Diploma, GED or equivalent certification
At least 2 years of people management experience
At least 3 years of AML (Anti‑Money Laundering) experience within financial services
Preferred Qualifications
Bachelor's Degree
3+ years of people management experience
4+ years of AML (Anti‑Money Laundering) experience within financial services
Certified Anti‑Money Laundering Specialist (CAMS) certification, or Certified Protection Professional (CPP) certification, or Certified Fraud Examiner (CFE) certification
Employment authorization At this time, Capital One will not sponsor a new applicant for employment authorization for this position.
Compensation
Chicago, IL: $109,900 - $125,400 for AML Sr. Investigator III
McLean, VA: $120,800 - $137,900 for AML Sr. Investigator III
Plano, TX: $109,900 - $125,400 for AML Sr. Investigator III
Richmond, VA: $109,900 - $125,400 for AML Sr. Investigator III
Riverwoods, IL: $109,900 - $125,400 for AML Sr. Investigator III
Wilmington, DE: $109,900 - $125,400 for AML Sr. Investigator III
Employment Information
Seniority level: Mid‑Senior level
Employment type: Full‑time
Job function: Other
Benefits Capital One offers a comprehensive, competitive, and inclusive set of health, financial and other benefits that support your total well‑being. Eligibility varies based on full or part‑time status, exempt or non‑exempt status, and management level.
Application Period This role is expected to accept applications for a minimum of 5 business days.
No agencies to submit applications No agencies please.
Equal Opportunity Statement Capital One is an equal opportunity employer (EOE, including disability/vet) committed to non‑discrimination in compliance with applicable federal, state, and local laws. Capital One promotes a drug‑free workplace. Capital One will consider for employment qualified applicants with a criminal history in a manner consistent with the requirements of applicable laws regarding criminal background inquiries, including, to the extent applicable, Article 23‑A of the New York Correction Law; San Francisco, California Police Code Article 49, Sections 4901-4920; New York City’s Fair Chance Act; Philadelphia’s Fair Criminal Records Screening Act; and other applicable federal, state, and local laws and regulations regarding criminal background inquiries.
Accommodations If you have visited our website in search of information on employment opportunities or to apply for a position, and you require an accommodation, please contact Capital One Recruiting at 1‑800‑304‑9102 or via email at RecruitingAccommodation@capitalone.com. All information you provide will be kept confidential and will be used only to the extent required to provide needed reasonable accommodations.
Recruiting Support For technical support or questions about Capital One's recruiting process, please send an email to Careers@capitalone.com.
Disclaimer Capital One does not provide, endorse nor guarantee and is not liable for third‑party products, services, educational tools or other information available through this site.
Entity Information Capital One Financial is made up of several different entities. Please note that any position posted in Canada is for Capital One Canada, any position posted in the United Kingdom is for Capital One Europe and any position posted in the Philippines is for Capital One Philippines Service Corp. (COPSSC).
#J-18808-Ljbffr