Madison-Davis, LLC
Vice President Surveillance Quality Assurance
Madison-Davis, LLC, New York, New York, us, 10261
Vice President Surveillance Quality Assurance
Vice President Surveillance Quality Assurance
An investment bank located in Midtown Manhattan looking to bring on board a “Vice President Surveillance Quality Assurance” to join their team. This role is currently on a hybrid schedule (2 days in office / week). Responsibilities: Assess the design and operational effectiveness of the firm’s existing Surveillance Quality Assurance (QA) function. Enhance QA processes, alert review standards, and supporting technology to improve efficiency and accuracy in surveillance alert reviews. Conduct routine QA reviews of surveillance alerts across multiple asset classes, including FX, Fixed Income, Commodities, Exchange-Traded Products, and Electronic Communications. Provide actionable feedback to surveillance analysts and product leads to improve the accuracy, consistency, and completeness of alert reviews. Document key findings, highlight emerging risks, and identify process inefficiencies and opportunities for improvement. Collaborate with Data Science and Technology teams to refine alert sampling methodologies using tools such as natural language processing (NLP) and statistical modeling. Identify and prioritize automation opportunities and system enhancements to strengthen surveillance infrastructure. Partner with Compliance Advisory, Technology, and Surveillance leadership to enhance review methodologies and QA effectiveness. Ensure the surveillance program aligns with global regulatory requirements and evolving industry standards. Define goals and performance metrics for a global Surveillance QA team, fostering a culture of accountability and continuous improvement. Seniority level
Seniority level Mid-Senior level Employment type
Employment type Full-time Job function
Job function Finance Industries Financial Services and Banking Referrals increase your chances of interviewing at Madison-Davis, LLC by 2x Get notified about new Vice President Quality Assurance jobs in
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Vice President Surveillance Quality Assurance
An investment bank located in Midtown Manhattan looking to bring on board a “Vice President Surveillance Quality Assurance” to join their team. This role is currently on a hybrid schedule (2 days in office / week). Responsibilities: Assess the design and operational effectiveness of the firm’s existing Surveillance Quality Assurance (QA) function. Enhance QA processes, alert review standards, and supporting technology to improve efficiency and accuracy in surveillance alert reviews. Conduct routine QA reviews of surveillance alerts across multiple asset classes, including FX, Fixed Income, Commodities, Exchange-Traded Products, and Electronic Communications. Provide actionable feedback to surveillance analysts and product leads to improve the accuracy, consistency, and completeness of alert reviews. Document key findings, highlight emerging risks, and identify process inefficiencies and opportunities for improvement. Collaborate with Data Science and Technology teams to refine alert sampling methodologies using tools such as natural language processing (NLP) and statistical modeling. Identify and prioritize automation opportunities and system enhancements to strengthen surveillance infrastructure. Partner with Compliance Advisory, Technology, and Surveillance leadership to enhance review methodologies and QA effectiveness. Ensure the surveillance program aligns with global regulatory requirements and evolving industry standards. Define goals and performance metrics for a global Surveillance QA team, fostering a culture of accountability and continuous improvement. Seniority level
Seniority level Mid-Senior level Employment type
Employment type Full-time Job function
Job function Finance Industries Financial Services and Banking Referrals increase your chances of interviewing at Madison-Davis, LLC by 2x Get notified about new Vice President Quality Assurance jobs in
New York City Metropolitan Area . Corporate Vice President -Solutions Lead - Quality Process
Vice President, Operations & Supply Chain
New York, NY $200,000.00-$275,000.00 3 weeks ago New York, NY $163,600.00-$245,400.00 3 weeks ago Vice President, AI Operations and Systems
Bethpage, NY $178,500.00-$255,000.00 3 months ago New York City Metropolitan Area $125,000.00-$150,000.00 1 week ago Public Relations Vice President (B2B Technology)
New York, NY $145,000.00-$195,000.00 1 month ago Public Relations Vice President (B2B Technology)
Jersey City, NJ $145,000.00-$195,000.00 1 month ago Vice President, Quality Assurance & Regulatory Affairs (Tarrytown, NY)
New York City Metropolitan Area $250,000.00-$300,000.00 2 days ago Princeton, NJ $186,000.00-$233,000.00 1 week ago Vice President & Chief Quality Executive
New York, NY $300,000.00-$350,000.00 6 days ago Cranbury, NJ $294,000.00-$352,666.00 3 days ago Vice President, Quality Assurance & Regulatory Affairs (Tarrytown, NY)
Tarrytown, NY $250,000.00-$300,000.00 1 day ago Summit, NJ $214,200.00-$302,400.00 1 week ago Stamford, CT $113,000.00-$138,000.00 1 day ago Director of Quality Assurance - Aseptic CDMO
Whippany, NJ $150,000.00-$210,000.00 1 month ago Director, Clinical Quality Assurance (GCP)
Nutley, NJ $200,000.00-$250,000.00 1 week ago New York City Metropolitan Area $150,000.00-$190,000.00 1 day ago Executive Director, Head of Clinical Quality Assurance
Jersey City, NJ $252,000.00-$275,500.00 3 days ago Parsippany, NJ $137,100.00-$181,650.00 2 weeks ago Data Quality Transformation Lead-Vice President
New York, NY $180,000.00-$220,000.00 6 hours ago Vice President, Patient Care, Operations and Quality
Newark, NJ $175,000.00-$335,000.00 6 days ago Brooklyn, NY $195,000.00-$256,000.00 2 weeks ago Vice President of Operations – Consumer Products
Fort Lee, NJ $150,000.00-$200,000.00 2 weeks ago New York, NY $150,000.00-$200,000.00 1 day ago Bridgewater, NJ $171,000.00-$239,667.00 3 weeks ago Bridgewater, NJ $171,000.00-$239,667.00 3 weeks ago New York City Metropolitan Area 1 week ago We’re unlocking community knowledge in a new way. Experts add insights directly into each article, started with the help of AI.
#J-18808-Ljbffr