Landing Point
Marketing & Distribution Compliance, AVP
Landing Point, Berkeley Heights, New Jersey, us, 07922
Marketing & Distribution Compliance, AVP Join to apply for the
Marketing & Distribution Compliance, AVP
role at
Landing Point Marketing & Distribution Compliance, AVP 1 week ago Be among the first 25 applicants Join to apply for the
Marketing & Distribution Compliance, AVP
role at
Landing Point Company Overview:
Read all the information about this opportunity carefully, then use the application button below to send your CV and application.
A leading global investment firm with nearly $300 billion in assets under management is seeking an AVP for their Marketing & Distribution Compliance team. This role focuses on regulatory compliance issues related to marketing and investor communications. Company Overview:
A leading global investment firm with nearly $300 billion in assets under management is seeking an AVP for their Marketing & Distribution Compliance team. This role focuses on regulatory compliance issues related to marketing and investor communications.
Job Responsibilities:
Review marketing materials, due diligence responses, investor communications, and other fundraising and reporting-related materials from a legal, regulatory, and compliance perspective. Supervise and train staff to conduct marketing compliance reviews. Manage the Legal and Compliance relationship with several lines of business and related products. Attend client meetings to discuss products and address client questions. Serve as primary counsel to the business advising on existing investors’ legal and compliance-related requests. Develop internal policies and procedures with respect to marketing and other related compliance matters. Develop educational materials and trainings for business professionals with respect to marketing and fundraising regulations and protocols. Assess current and prospective regulatory risk through industry interaction and research. Assist with other day-to-day Legal and Compliance matters as needed.
Qualifications:
5+ years of prior experience at a law firm and/or investment management firm. Prior experience in a compliance role and/or J.D. required. Understanding of the Advisers Act and FINRA regulations strongly preferred. Knowledge of hedge funds and drawdown funds a plus. Strong attention to detail and analytical skills. Strong project management and organizational skills with ability to manage multiple and sometimes conflicting demands. Ability to transform complex compliance, legal, and business problems into commercially actionable work plans. Highly effective oral and written communication skills. Ability to work independently while remaining a strong team player. Proactive time management skills and the ability to manage projects independently and to conclusion. Substantial initiative, creativity, and drive.
Compensation:
Salary:
$135,000 – $200,000
The post Marketing & Distribution Compliance, AVP appeared first on Landing Point.Seniority level
Seniority levelDirector Employment type
Employment typeFull-time Job function
Job functionFinance and Sales IndustriesStaffing and Recruiting Referrals increase your chances of interviewing at Landing Point by 2x Sign in to set job alerts for “Compliance Assistant” roles. New York, NY $60,000.00-$65,000.00 1 week ago New York, NY $80,000.00-$105,000.00 11 hours ago New York, NY $90,000.00-$100,000.00 1 week ago Social Media Strategy & Content Assistant Manager New York City Metropolitan Area $80,000.00-$85,000.00 1 week ago New York, NY $225,000.00-$325,000.00 4 days ago New York, NY $116,500.00-$189,800.00 2 weeks ago New York, NY $65,000.00-$116,000.00 3 weeks ago New York City Metropolitan Area $65,000.00-$82,000.00 2 weeks ago New York, NY $62,000.00-$95,935.00 20 hours ago New York, NY $65,000.00-$80,000.00 6 days ago Manager, Marketing (L'Oreal Paris Skincare) New York, NY $98,400.00-$119,170.00 2 weeks ago New York City Metropolitan Area $90,000.00-$100,000.00 1 week ago New York City Metropolitan Area $120,000.00-$135,000.00 2 weeks ago New York, NY $80,000.00-$95,000.00 4 weeks ago New York, NY $62,000.00-$65,000.00 6 days ago Assistant Brand Manager, Integrated Brand Marketing New York, NY $100,000.00-$135,000.00 1 week ago New York, NY $114,000.00-$163,000.00 6 days ago New York, NY $85,000.00-$100,000.00 2 weeks ago Brand Activations & Partnerships Coordinator, Brand Marketing, Shopbop New York, NY $39,900.00-$85,400.00 6 days ago Instagram Global Consumer Brand Marketing Manager New York, NY $150,000.00-$211,000.00 3 weeks ago New York, NY $100,000.00-$120,000.00 1 week ago New York City Metropolitan Area $60,000.00-$90,000.00 4 weeks ago New York, NY $80,000.00-$105,000.00 11 hours ago New York, NY $125,000.00-$195,000.00 1 week ago New York, NY $70,000.00-$75,000.00 1 month ago New York, NY $83,000.00-$119,000.00 1 month ago New York, NY $138,000.00-$170,000.00 11 minutes ago New York, NY $128,000.00-$186,000.00 1 week ago New York City Metropolitan Area $95.00-$100.00 2 weeks ago New York City Metropolitan Area $50,000.00-$70,000.00 1 week ago Student Marketeer - City College of New York New York, NY $128,000.00-$186,000.00 2 weeks ago New York City Metropolitan Area 2 weeks ago New York, NY $158,000.00-$223,000.00 2 weeks ago We’re unlocking community knowledge in a new way. Experts add insights directly into each article, started with the help of AI.
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Marketing & Distribution Compliance, AVP
role at
Landing Point Marketing & Distribution Compliance, AVP 1 week ago Be among the first 25 applicants Join to apply for the
Marketing & Distribution Compliance, AVP
role at
Landing Point Company Overview:
Read all the information about this opportunity carefully, then use the application button below to send your CV and application.
A leading global investment firm with nearly $300 billion in assets under management is seeking an AVP for their Marketing & Distribution Compliance team. This role focuses on regulatory compliance issues related to marketing and investor communications. Company Overview:
A leading global investment firm with nearly $300 billion in assets under management is seeking an AVP for their Marketing & Distribution Compliance team. This role focuses on regulatory compliance issues related to marketing and investor communications.
Job Responsibilities:
Review marketing materials, due diligence responses, investor communications, and other fundraising and reporting-related materials from a legal, regulatory, and compliance perspective. Supervise and train staff to conduct marketing compliance reviews. Manage the Legal and Compliance relationship with several lines of business and related products. Attend client meetings to discuss products and address client questions. Serve as primary counsel to the business advising on existing investors’ legal and compliance-related requests. Develop internal policies and procedures with respect to marketing and other related compliance matters. Develop educational materials and trainings for business professionals with respect to marketing and fundraising regulations and protocols. Assess current and prospective regulatory risk through industry interaction and research. Assist with other day-to-day Legal and Compliance matters as needed.
Qualifications:
5+ years of prior experience at a law firm and/or investment management firm. Prior experience in a compliance role and/or J.D. required. Understanding of the Advisers Act and FINRA regulations strongly preferred. Knowledge of hedge funds and drawdown funds a plus. Strong attention to detail and analytical skills. Strong project management and organizational skills with ability to manage multiple and sometimes conflicting demands. Ability to transform complex compliance, legal, and business problems into commercially actionable work plans. Highly effective oral and written communication skills. Ability to work independently while remaining a strong team player. Proactive time management skills and the ability to manage projects independently and to conclusion. Substantial initiative, creativity, and drive.
Compensation:
Salary:
$135,000 – $200,000
The post Marketing & Distribution Compliance, AVP appeared first on Landing Point.Seniority level
Seniority levelDirector Employment type
Employment typeFull-time Job function
Job functionFinance and Sales IndustriesStaffing and Recruiting Referrals increase your chances of interviewing at Landing Point by 2x Sign in to set job alerts for “Compliance Assistant” roles. New York, NY $60,000.00-$65,000.00 1 week ago New York, NY $80,000.00-$105,000.00 11 hours ago New York, NY $90,000.00-$100,000.00 1 week ago Social Media Strategy & Content Assistant Manager New York City Metropolitan Area $80,000.00-$85,000.00 1 week ago New York, NY $225,000.00-$325,000.00 4 days ago New York, NY $116,500.00-$189,800.00 2 weeks ago New York, NY $65,000.00-$116,000.00 3 weeks ago New York City Metropolitan Area $65,000.00-$82,000.00 2 weeks ago New York, NY $62,000.00-$95,935.00 20 hours ago New York, NY $65,000.00-$80,000.00 6 days ago Manager, Marketing (L'Oreal Paris Skincare) New York, NY $98,400.00-$119,170.00 2 weeks ago New York City Metropolitan Area $90,000.00-$100,000.00 1 week ago New York City Metropolitan Area $120,000.00-$135,000.00 2 weeks ago New York, NY $80,000.00-$95,000.00 4 weeks ago New York, NY $62,000.00-$65,000.00 6 days ago Assistant Brand Manager, Integrated Brand Marketing New York, NY $100,000.00-$135,000.00 1 week ago New York, NY $114,000.00-$163,000.00 6 days ago New York, NY $85,000.00-$100,000.00 2 weeks ago Brand Activations & Partnerships Coordinator, Brand Marketing, Shopbop New York, NY $39,900.00-$85,400.00 6 days ago Instagram Global Consumer Brand Marketing Manager New York, NY $150,000.00-$211,000.00 3 weeks ago New York, NY $100,000.00-$120,000.00 1 week ago New York City Metropolitan Area $60,000.00-$90,000.00 4 weeks ago New York, NY $80,000.00-$105,000.00 11 hours ago New York, NY $125,000.00-$195,000.00 1 week ago New York, NY $70,000.00-$75,000.00 1 month ago New York, NY $83,000.00-$119,000.00 1 month ago New York, NY $138,000.00-$170,000.00 11 minutes ago New York, NY $128,000.00-$186,000.00 1 week ago New York City Metropolitan Area $95.00-$100.00 2 weeks ago New York City Metropolitan Area $50,000.00-$70,000.00 1 week ago Student Marketeer - City College of New York New York, NY $128,000.00-$186,000.00 2 weeks ago New York City Metropolitan Area 2 weeks ago New York, NY $158,000.00-$223,000.00 2 weeks ago We’re unlocking community knowledge in a new way. Experts add insights directly into each article, started with the help of AI.
#J-18808-Ljbffr