Oliver James
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Counsel - Regulatory & Compliance
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Oliver James 5 days ago Be among the first 25 applicants Join to apply for the
Counsel - Regulatory & Compliance
role at
Oliver James About The Company
A prominent organization operating in the life (re)insurance space, with a strong focus on in-force transactions, annuities, and life insurance operations. The company supports clients in managing risk, capital, and operational strategies across underwriting, product development, and new business models. With substantial expertise and resources, the firm is capable of executing and overseeing some of the largest transactions in its market segment. Position: Legal and Compliance Counsel
Employment Type:
Full Time
About The Company
A prominent organization operating in the life (re)insurance space, with a strong focus on in-force transactions, annuities, and life insurance operations. The company supports clients in managing risk, capital, and operational strategies across underwriting, product development, and new business models. With substantial expertise and resources, the firm is capable of executing and overseeing some of the largest transactions in its market segment.
Position Summary
This role is responsible for delivering expert legal advice and compliance support across a variety of operational areas. The successful candidate will be a strategic partner to leadership and cross-functional departments, ensuring adherence to legal and regulatory requirements while contributing to enterprise risk management. The position reports to the Head of Compliance and Litigation and collaborates with stakeholders across cybersecurity, privacy, fraud prevention, vendor management, market conduct, and product development.
Key Responsibilities
Maintain and enhance the firm's compliance policies, introducing new protocols to address emerging regulatory issues. Provide legal counsel related to data protection, artificial intelligence, cybersecurity, privacy, anti-money laundering (AML), fraud, and related operational matters. Monitor and ensure compliance with evolving local, state, and federal regulations, including legal research and policy updates. Partner with compliance staff across multiple locations to support effective oversight and process alignment.
Qualifications
Minimum of 2 years' experience in a corporate legal department or law firm advising regulated entities. Background in life insurance products and operations is preferred.
Education & Certification Requirements
Juris Doctor (JD) degree from an accredited U.S. law school. Active bar membership in good standing in any U.S. jurisdiction.
Benefits Offered
Comprehensive health, vision, dental, and life insurance plans 401(k) plan with employer contributions Profit-sharing program Paid vacation, sick leave, holidays, and floating holidays Parental leave Employee Assistance Program (EAP) Professional development support (including exam reimbursement for actuarial staff) Hybrid work structure Employee engagement events and workplace committees
Work Environment
Collaborative, inclusive, and values-driven culture Commitment to diversity, equity, and professional growth opportunities
Apply Now Seniority level
Seniority level Mid-Senior level Employment type
Employment type Full-time Job function
Job function Legal Industries Staffing and Recruiting Referrals increase your chances of interviewing at Oliver James by 2x Get notified about new Regulatory Counsel jobs in
Connecticut, United States . Connecticut, United States $138,900.00-$191,000.00 5 days ago Hartford County, CT $180,000.00-$210,000.00 16 hours ago Greater Hartford $119,400.00-$179,100.00 4 days ago Healthcare Regulatory and Compliance Attorney
Southport, CT $150,000.00-$165,000.00 1 month ago Stamford, CT $124,000.00-$185,000.00 1 week ago Corporate Paralegal - Shelton, CT (Hybrid)
Hartford, CT $150,000.00-$180,000.00 1 week ago Hartford, CT $140,000.00-$160,000.00 1 week ago Associate General Counsel - Operations & Experience - Remote
Stamford, CT $150,000.00-$180,000.00 2 weeks ago Norwalk, CT $150,000.00-$180,000.00 1 week ago Stamford, CT $156,750.00-$209,000.00 2 months ago Greenwich, CT $300,000.00-$400,000.00 5 months ago Stamford, CT $151,400.00-$268,800.00 2 days ago We’re unlocking community knowledge in a new way. Experts add insights directly into each article, started with the help of AI.
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Counsel - Regulatory & Compliance
role at
Oliver James 5 days ago Be among the first 25 applicants Join to apply for the
Counsel - Regulatory & Compliance
role at
Oliver James About The Company
A prominent organization operating in the life (re)insurance space, with a strong focus on in-force transactions, annuities, and life insurance operations. The company supports clients in managing risk, capital, and operational strategies across underwriting, product development, and new business models. With substantial expertise and resources, the firm is capable of executing and overseeing some of the largest transactions in its market segment. Position: Legal and Compliance Counsel
Employment Type:
Full Time
About The Company
A prominent organization operating in the life (re)insurance space, with a strong focus on in-force transactions, annuities, and life insurance operations. The company supports clients in managing risk, capital, and operational strategies across underwriting, product development, and new business models. With substantial expertise and resources, the firm is capable of executing and overseeing some of the largest transactions in its market segment.
Position Summary
This role is responsible for delivering expert legal advice and compliance support across a variety of operational areas. The successful candidate will be a strategic partner to leadership and cross-functional departments, ensuring adherence to legal and regulatory requirements while contributing to enterprise risk management. The position reports to the Head of Compliance and Litigation and collaborates with stakeholders across cybersecurity, privacy, fraud prevention, vendor management, market conduct, and product development.
Key Responsibilities
Maintain and enhance the firm's compliance policies, introducing new protocols to address emerging regulatory issues. Provide legal counsel related to data protection, artificial intelligence, cybersecurity, privacy, anti-money laundering (AML), fraud, and related operational matters. Monitor and ensure compliance with evolving local, state, and federal regulations, including legal research and policy updates. Partner with compliance staff across multiple locations to support effective oversight and process alignment.
Qualifications
Minimum of 2 years' experience in a corporate legal department or law firm advising regulated entities. Background in life insurance products and operations is preferred.
Education & Certification Requirements
Juris Doctor (JD) degree from an accredited U.S. law school. Active bar membership in good standing in any U.S. jurisdiction.
Benefits Offered
Comprehensive health, vision, dental, and life insurance plans 401(k) plan with employer contributions Profit-sharing program Paid vacation, sick leave, holidays, and floating holidays Parental leave Employee Assistance Program (EAP) Professional development support (including exam reimbursement for actuarial staff) Hybrid work structure Employee engagement events and workplace committees
Work Environment
Collaborative, inclusive, and values-driven culture Commitment to diversity, equity, and professional growth opportunities
Apply Now Seniority level
Seniority level Mid-Senior level Employment type
Employment type Full-time Job function
Job function Legal Industries Staffing and Recruiting Referrals increase your chances of interviewing at Oliver James by 2x Get notified about new Regulatory Counsel jobs in
Connecticut, United States . Connecticut, United States $138,900.00-$191,000.00 5 days ago Hartford County, CT $180,000.00-$210,000.00 16 hours ago Greater Hartford $119,400.00-$179,100.00 4 days ago Healthcare Regulatory and Compliance Attorney
Southport, CT $150,000.00-$165,000.00 1 month ago Stamford, CT $124,000.00-$185,000.00 1 week ago Corporate Paralegal - Shelton, CT (Hybrid)
Hartford, CT $150,000.00-$180,000.00 1 week ago Hartford, CT $140,000.00-$160,000.00 1 week ago Associate General Counsel - Operations & Experience - Remote
Stamford, CT $150,000.00-$180,000.00 2 weeks ago Norwalk, CT $150,000.00-$180,000.00 1 week ago Stamford, CT $156,750.00-$209,000.00 2 months ago Greenwich, CT $300,000.00-$400,000.00 5 months ago Stamford, CT $151,400.00-$268,800.00 2 days ago We’re unlocking community knowledge in a new way. Experts add insights directly into each article, started with the help of AI.
#J-18808-Ljbffr