Get new jobs for this search by email

Global Non-Financial Risk Assessments & Control Program Lead

Join to apply for the Global Non-Financial Risk Assessments & Control Program Lead role at Morgan Stanley

Global Non-Financial Risk Assessments & Control Program Lead

Join to apply for the Global Non-Financial Risk Assessments & Control Program Lead role at Morgan Stanley

Morgan Stanley is a leading global financial services firm providing a wide range of investment banking, securities, investment management and wealth management services. The Firm's employees serve clients worldwide including corporations, governments, and individuals from more than 1,200 offices in 43 countries.
Legal And Compliance Division Overview
The professionals in the Legal and Compliance Division LCD provide a wide range of services to our business units. LCD is made up of the Legal, Regulatory Relations, and Non-Financial Risk departments which preserve the firm's invaluable reputation for integrity and protect the firm from sanctions with policies and procedures that are designed to meet regulatory requirements around the world. We also strive to maintain cooperative relationships with governmental policy makers and the regulatory and self-regulatory agencies that govern the firm's businesses.
Position
The role will reside within the Non- Financial Risk Framework Department.
Non- Financial Risk is the risk of economic, reputational, regulatory, financial reporting, and client impact from failed or inadequate processes, data, or controls; from system changes, failures, disruption or other infrastructure and environmental factors; or from intentional or inadvertent actions of employees, contingents, or external parties.
The NFR Risk Assessments and Controls program team defines the framework and requirements, including roles and responsibilities for the Firm-wide Non- Financial Risk Assessment and Controls Governance Programs. The team is the main point of coordination for the businesses and independent risk management teams in relation to these programs. The team monitors compliance with minimum standards, provides guidance, training, and support throughout the execution process. In addition, the team co-ordinates completion of the independent risk management review & challenge process. To perform this role successfully, a high level of interaction is required with business areas at all levels of the organization, and internally across Operational, Compliance and Financial Crimes risk.
This role specifically focusses on leading the Global team and program, including definition and oversight of the strategic roadmap in partnership with divisions and support functions across the Firm.
Responsibilities

• Lead the strategic enhancement and modernization of the Non-Financial Risk (NFR) Framework
• Design innovative and forward-thinking risk framework components to drive real risk management value
• Challenge conventional thinking and bring creative, outside-the-box solutions to strengthen risk identification, mitigation, and reporting practices
• Translate complex risk concepts into clear, practical methodologies and tools used across the First and Second Lines of Defense.
• Collaborate with cross-functional teams (Risk, Compliance, Technology, Legal, Business Lines) to co-create fit-for-purpose frameworks and controls
• Own program delivery, including project planning, execution oversight, and reporting for enterprise-wide risk transformation initiatives.
• Build strong, trust-based relationships with senior leaders to align on strategic priorities and drive adoption of framework enhancements.
• Establish and run governance structures, steering committees, and working groups to ensure timely decision-making and accountability
• Collaborate with Data and Analytics on unified categorization model, data visualization, data objects - An undergraduate degree (B.A., B.S., or equivalent) required
• 10-15 years of experience in Financial Services
• Strong technical understanding of the financial services regulatory environment, with a focus on Operational, Compliance or Financial Crimes Risk
• Excellent communication and influencing skills, both verbal and written, and an ability to present ideas concisely and visually
• Proven track record of designing or leading strategic enhancements to risk or control frameworks.
• Adept at influencing senior stakeholders and aligning cross-functional teams in a matrixed environment.
• Excellent analytical skills and a strong ability to work with large data files and spreadsheets
  

What You Can Expect From Morgan Stanley
We are committed to maintaining the first-class service and high standard of excellence that have defined Morgan Stanley for over 89 years. Our values - putting clients first, doing the right thing, leading with exceptional ideas, committing to diversity and inclusion, and giving back - aren’t just beliefs, they guide the decisions we make every day to do what's best for our clients, communities and more than 80,000 employees in 1,200 offices across 42 countries. At Morgan Stanley, you’ll find an opportunity to work alongside the best and the brightest, in an environment where you are supported and empowered. Our teams are relentless collaborators and creative thinkers, fueled by their diverse backgrounds and experiences. We are proud to support our employees and their families at every point along their work-life journey, offering some of the most attractive and comprehensive employee benefits and perks in the industry. There’s also ample opportunity to move about the business for those who show passion and grit in their work.
To learn more about our offices across the globe, please copy and paste into your browser.
New York
Morgan Stanley's goal is to build and maintain a workforce that is diverse in experience and background but uniform in reflecting our standards of integrity and excellence. Consequently, our recruiting efforts reflect our desire to attract and retain the best and brightest from all talent pools. We want to be the first choice for prospective employees.
It is the policy of the Firm to ensure equal employment opportunity without discrimination or harassment on the basis of race, color, religion, creed, age, sex, sex stereotype, gender, gender identity or expression, transgender, sexual orientation, national origin, citizenship, disability, marital and civil partnership/union status, pregnancy, veteran or military service status, genetic information, or any other characteristic protected by law.
Morgan Stanley is an equal opportunity employer committed to diversifying its workforce (M/F/Disability/Vet).
Expected base pay rates for the role will be between $165,000.00 and $275,000.00 per year at the commencement of employment. However, base pay if hired will be determined on an individualized basis and is only part of the total compensation package, which, depending on the position, may also include commission earnings, incentive compensation, discretionary bonuses, other short and long-term incentive packages, and other Morgan Stanley sponsored benefit programs.
Baltimore
Salary range for the position: $165,000.00 - $265,000.00/Yr. The successful candidate may be eligible for an annual discretionary incentive compensation award. The successful candidate may be eligible to participate in the relevant business unit’s incentive compensation plan, which also may include a discretionary bonus component. Morgan Stanley offers a full spectrum of benefits, including Medical, Prescription Drug, Dental, Vision, Health Savings Account, Dependent Day Care Savings Account, Life Insurance, Disability and Other Insurance Plans, Paid Time Off (including Sick Leave consistent with state and local law, Parental Leave and 20 Vacation Days annually), 10 Paid Holidays, 401(k), and Short/Long Term Disability, in addition to other special perks reserved for our employees. Please visit mybenefits.morganstanley.com to learn more about our benefit offerings.
Morgan Stanley's goal is to build and maintain a workforce that is diverse in experience and background but uniform in reflecting our standards of integrity and excellence. Consequently, our recruiting efforts reflect our desire to attract and retain the best and brightest from all talent pools. We want to be the first choice for prospective employees.
It is the policy of the Firm to ensure equal employment opportunity without discrimination or harassment on the basis of race, color, religion, creed, age, sex, sex stereotype, gender, gender identity or expression, transgender, sexual orientation, national origin, citizenship, disability, marital and civil partnership/union status, pregnancy, veteran or military service status, genetic information, or any other characteristic protected by law.
Morgan Stanley is an equal opportunity employer committed to diversifying its workforce (M/F/Disability/Vet).

Seniority level

• Seniority level

  Director

Employment type

• Employment type

  Full-time

Job function

• Job function

  Finance and Sales

Referrals increase your chances of interviewing at Morgan Stanley by 2x

Get notified about new Financial Professional jobs in New York, NY .

New York, NY $120,000.00-$135,000.00 1 week ago

New York, NY $50,000.00-$115,000.00 1 week ago

Asset & Wealth Management, AM Private, Structured Investing, Analyst, New York

New York City Metropolitan Area $70,000.00-$90,000.00 1 week ago

New York, NY $110,000.00-$120,000.00 2 weeks ago

New York, NY $55,000.00-$105,000.00 5 days ago

New York, NY $75,000.00-$85,000.00 3 days ago

Investment Banking Analyst (Financial Institutions)

New York, NY $110,000.00-$130,000.00 6 days ago

Investment Banking Analyst, Private Capital Markets (Equity)

New York, NY $110,000.00-$125,000.00 2 weeks ago

New York, NY $85,000.00-$95,000.00 2 weeks ago

Investment Banking - Leveraged Finance - Analyst

New York, NY $65,000.00-$85,000.00 1 week ago

BALENCIAGA Fall 2025 Financial Analyst Intern | NYC

Investment Banking Analyst/Associate | FIG (Specialty Finance)

New York, NY $150,000.00-$200,000.00 1 day ago

New York, NY $125,000.00-$225,000.00 1 week ago

Investment Analyst Graduate (Financial Markets Programme)

Investment Banking - Financial Institutions Group - Analyst

Analyst, Corporate Banking, U.S. Financial InstitutionsGroup, Origination

New York, NY $95,000.00-$105,000.00 2 weeks ago

New York, NY $175,000.00-$225,000.00 2 weeks ago

Investment Banking - Mid-Cap Investment Banking - Analyst

Investment Banking Analysts – Financial Services (New York)

New York, NY $80,000.00-$125,000.00 1 week ago

New York, NY $140,000.00-$150,000.00 1 week ago

Brooklyn, NY $105,000.00-$115,000.00 2 days ago

New York, NY $90,000.00-$100,000.00 5 days ago

Investment Analyst - L/S Equities, Consumer

New York City Metropolitan Area $150,000.00-$250,000.00 1 week ago

Analyst, Infrastructure & Project Finance - New York, NY

New York, NY $110,000.00-$120,000.00 2 weeks ago

New York, NY $110,000.00-$120,000.00 4 days ago

New York City Metropolitan Area 2 weeks ago

Debt & Equity Capital Markets Analyst - NYC

New York, NY $90,000.00-$100,000.00 2 weeks ago

We’re unlocking community knowledge in a new way. Experts add insights directly into each article, started with the help of AI.

#J-18808-Ljbffr