Wellington Management
Overview
Legal Associate
role at
Wellington Management
– supporting the U.S. Wealth business within the Legal teams. Responsibilities
Support fulfillment of legal and regulatory obligations of Wellington-sponsored investment companies registered under the Investment Company Act of 1940, including drafting and/or reviewing regulatory filings (registration statements and supplements, shareholder reports, proxy statements, information statements, and filings on Form N-23c-3 and Schedule TO). Prepare materials for fund boards, including memoranda and presentations; liaise with internal stakeholders and external counsel to manage fund regulatory calendar. Assist in establishing and supporting processes with internal stakeholders to support the ’40 Act Platform. Support negotiation of service provider agreements (distribution, administration, and custody). Support negotiation of investment management agreements for subadvisory client relationships. Provide counsel or escalate issues to Counsel as needed. Qualifications
5 to 10 years’ experience supporting registered investment companies, at a major law firm or financial institution. Experience working with internal stakeholders and fund boards; cross-functional coordination and support. Experience with interval funds and tender offer funds preferred. Strong analytical, communication, and interpersonal skills. Proven track record of achievement, independent thinking, strong work ethic, good judgment, and teamwork. Ability to manage multiple priorities and work independently in a fast-paced environment. Experience with contract negotiation and analysis of regulatory issues relevant to registered investment companies. Equal Opportunity
As an equal opportunity employer, Wellington Management ensures that all qualified applicants will receive equal consideration for employment without regard to race, color, sex, sexual orientation, gender identity, gender expression, religion, creed, national origin, age, ancestry, disability, medical condition, citizenship, marital status, pregnancy, veteran or military status, genetic information or any other characteristic protected by applicable law. If you require an accommodation to apply, please email
GMWTalentOperations@wellington.com . Benefits
The compensation approach includes salary, variable compensation, and benefits. Base salary range for this position is USD 80,000 - 180,000. This range is an estimate and details will be shared during recruitment. Other rewards may include a discretionary corporate bonus and/or incentives. Benefits include retirement plan, health and wellbeing, dental, vision, pharmacy coverage, health savings account, flexible spending accounts and commuter program, employee assistance program, life and disability insurance, adoption assistance, back-up childcare, CFA reimbursement, and paid time off. Wellington supports a flexible work environment and in-person collaboration; employees work from offices 4 days a week with 1-day remote flexibility. Location
Boston, MA
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Legal Associate
role at
Wellington Management
– supporting the U.S. Wealth business within the Legal teams. Responsibilities
Support fulfillment of legal and regulatory obligations of Wellington-sponsored investment companies registered under the Investment Company Act of 1940, including drafting and/or reviewing regulatory filings (registration statements and supplements, shareholder reports, proxy statements, information statements, and filings on Form N-23c-3 and Schedule TO). Prepare materials for fund boards, including memoranda and presentations; liaise with internal stakeholders and external counsel to manage fund regulatory calendar. Assist in establishing and supporting processes with internal stakeholders to support the ’40 Act Platform. Support negotiation of service provider agreements (distribution, administration, and custody). Support negotiation of investment management agreements for subadvisory client relationships. Provide counsel or escalate issues to Counsel as needed. Qualifications
5 to 10 years’ experience supporting registered investment companies, at a major law firm or financial institution. Experience working with internal stakeholders and fund boards; cross-functional coordination and support. Experience with interval funds and tender offer funds preferred. Strong analytical, communication, and interpersonal skills. Proven track record of achievement, independent thinking, strong work ethic, good judgment, and teamwork. Ability to manage multiple priorities and work independently in a fast-paced environment. Experience with contract negotiation and analysis of regulatory issues relevant to registered investment companies. Equal Opportunity
As an equal opportunity employer, Wellington Management ensures that all qualified applicants will receive equal consideration for employment without regard to race, color, sex, sexual orientation, gender identity, gender expression, religion, creed, national origin, age, ancestry, disability, medical condition, citizenship, marital status, pregnancy, veteran or military status, genetic information or any other characteristic protected by applicable law. If you require an accommodation to apply, please email
GMWTalentOperations@wellington.com . Benefits
The compensation approach includes salary, variable compensation, and benefits. Base salary range for this position is USD 80,000 - 180,000. This range is an estimate and details will be shared during recruitment. Other rewards may include a discretionary corporate bonus and/or incentives. Benefits include retirement plan, health and wellbeing, dental, vision, pharmacy coverage, health savings account, flexible spending accounts and commuter program, employee assistance program, life and disability insurance, adoption assistance, back-up childcare, CFA reimbursement, and paid time off. Wellington supports a flexible work environment and in-person collaboration; employees work from offices 4 days a week with 1-day remote flexibility. Location
Boston, MA
#J-18808-Ljbffr