TD
AVP, Middle Office (Equities) Operations
2 days ago Be among the first 25 applicants
Pay found in job post
$185,000.00/yr - $235,000.00/yr
Work Location Lake Mary, Florida, United States
Hours 40
Line Of Business TDB New York Branch
Pay Detail $185,000 - $235,000 USD
The AVP, Middle Office in TD Securities is the executive responsible for the global oversight, supervision and leadership for the Equities product teams. In this role, they will collaborate with business partners in the Global Markets space. The incumbent requires a deep understanding of trading in a multinational financial institution and will lead a group of trading operations professionals to support business partners by delivering ongoing servicing of clients across the TDS global footprint.
The AVP, Middle Office will own all pre and post trade execution management for the TDS Global Markets businesses and all trading related operating processes to ensure effective execution and risk management throughout the trade lifecycle. TD Securities culture is founded in collaboration with a focus on people. The AVP will be responsible for maintaining this culture throughout the Global Operations and Business Services team and will represent the team throughout TD Securities and the broader TD Bank. This is a Lake Mary based role that supports partners in New York.
Leads the strategic and tactical direction of the New York Operations team, ensuring alignment with the Global Operations strategy and mandate
Ensures day‑to‑day operational functions in New York run effectively and efficiently across Rates, Fixed Income, Funding, Cross Asset Trading, and USBBS
Works with New York Front Office staff and Operations Heads in Toronto/London/Singapore to resolve issues expeditiously
Acts as local representative for Global Operations, engaging in initiatives and discussions and representing Global Operations at executive management committees
Develops an expense budget consistent with the team’s goals set out in the Global Operations business plan
Engages with local regulators and internal/external auditors as local representative of Global Operations
Maintains optimum operations standards across TD Securities
Continuously reviews the organization to achieve business needs through structure, job specs, skills development, career and leadership development
Develops deep industry knowledge and stays abreast of market and competitive forces in the United States and internationally
Manages multiple processes and functions across identified products and services
Operates within documented risk parameters and ensures exception/escalation processes are in place and risk parameters remain appropriate through periodic review and forward‑looking risk assessments
Develops and maintains functional expertise to deliver expected level of service
Ensures knowledge transfer within TD Securities TDBFG
Acts as TDS representative in relevant external and internal activities
Acts as change leader for activities affecting the business unit
Promotes a fair and equitable environment that supports a diverse workforce and encourages the team to achieve common goals and objectives
Creates a positive work environment that inspires the will to win, promotes customer service, quality, innovation and teamwork and ensures timely communication of issues and points of interest
Develops long‑term strategy for teams and action plan
Experience
Bachelor’s degree or equivalent work experience
7+ years related experience
Preferred Qualifications
Global leadership experience within the capital markets industry
Physical Requirements Never: 0%; Occasional: 1‑33%; Frequent: 34‑66%; Continuous: 67‑100%
Domestic Travel – Occasional
International Travel – Never
Performing sedentary work – Continuous
Operating standard office equipment – Continuous
Standing – Occasional
Walking – Occasional
Lifting/Carrying (under 25 lbs.) – Occasional
Reading, writing and comprehending instructions – Continuous
Who We Are TD Securities offers a wide range of capital markets products and services to corporate, government and institutional clients. With more than 6,500 professionals operating out of 40 cities across the globe, we help clients meet their needs today and prepare for tomorrow. Our services include underwriting and distributing new issues, providing trusted advice and industry‑leading insight, extending access to global markets, and delivering integrated transaction banking solutions.
Additional Information TD Bank is an equal opportunity employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, age, disability, status as a protected veteran or any other characteristic protected under applicable federal, state, or local law. If you are an applicant with a disability and need accommodations to complete the application process, please email TD Bank US Workplace Accommodations Program at USWAPTDO@td.com.
Seniority level
Executive
Employment type
Full‑time
Job function
Administrative
Banking
Referrals increase your chances of interviewing at TD by 2x #J-18808-Ljbffr
Pay found in job post
$185,000.00/yr - $235,000.00/yr
Work Location Lake Mary, Florida, United States
Hours 40
Line Of Business TDB New York Branch
Pay Detail $185,000 - $235,000 USD
The AVP, Middle Office in TD Securities is the executive responsible for the global oversight, supervision and leadership for the Equities product teams. In this role, they will collaborate with business partners in the Global Markets space. The incumbent requires a deep understanding of trading in a multinational financial institution and will lead a group of trading operations professionals to support business partners by delivering ongoing servicing of clients across the TDS global footprint.
The AVP, Middle Office will own all pre and post trade execution management for the TDS Global Markets businesses and all trading related operating processes to ensure effective execution and risk management throughout the trade lifecycle. TD Securities culture is founded in collaboration with a focus on people. The AVP will be responsible for maintaining this culture throughout the Global Operations and Business Services team and will represent the team throughout TD Securities and the broader TD Bank. This is a Lake Mary based role that supports partners in New York.
Leads the strategic and tactical direction of the New York Operations team, ensuring alignment with the Global Operations strategy and mandate
Ensures day‑to‑day operational functions in New York run effectively and efficiently across Rates, Fixed Income, Funding, Cross Asset Trading, and USBBS
Works with New York Front Office staff and Operations Heads in Toronto/London/Singapore to resolve issues expeditiously
Acts as local representative for Global Operations, engaging in initiatives and discussions and representing Global Operations at executive management committees
Develops an expense budget consistent with the team’s goals set out in the Global Operations business plan
Engages with local regulators and internal/external auditors as local representative of Global Operations
Maintains optimum operations standards across TD Securities
Continuously reviews the organization to achieve business needs through structure, job specs, skills development, career and leadership development
Develops deep industry knowledge and stays abreast of market and competitive forces in the United States and internationally
Manages multiple processes and functions across identified products and services
Operates within documented risk parameters and ensures exception/escalation processes are in place and risk parameters remain appropriate through periodic review and forward‑looking risk assessments
Develops and maintains functional expertise to deliver expected level of service
Ensures knowledge transfer within TD Securities TDBFG
Acts as TDS representative in relevant external and internal activities
Acts as change leader for activities affecting the business unit
Promotes a fair and equitable environment that supports a diverse workforce and encourages the team to achieve common goals and objectives
Creates a positive work environment that inspires the will to win, promotes customer service, quality, innovation and teamwork and ensures timely communication of issues and points of interest
Develops long‑term strategy for teams and action plan
Experience
Bachelor’s degree or equivalent work experience
7+ years related experience
Preferred Qualifications
Global leadership experience within the capital markets industry
Physical Requirements Never: 0%; Occasional: 1‑33%; Frequent: 34‑66%; Continuous: 67‑100%
Domestic Travel – Occasional
International Travel – Never
Performing sedentary work – Continuous
Operating standard office equipment – Continuous
Standing – Occasional
Walking – Occasional
Lifting/Carrying (under 25 lbs.) – Occasional
Reading, writing and comprehending instructions – Continuous
Who We Are TD Securities offers a wide range of capital markets products and services to corporate, government and institutional clients. With more than 6,500 professionals operating out of 40 cities across the globe, we help clients meet their needs today and prepare for tomorrow. Our services include underwriting and distributing new issues, providing trusted advice and industry‑leading insight, extending access to global markets, and delivering integrated transaction banking solutions.
Additional Information TD Bank is an equal opportunity employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, age, disability, status as a protected veteran or any other characteristic protected under applicable federal, state, or local law. If you are an applicant with a disability and need accommodations to complete the application process, please email TD Bank US Workplace Accommodations Program at USWAPTDO@td.com.
Seniority level
Executive
Employment type
Full‑time
Job function
Administrative
Banking
Referrals increase your chances of interviewing at TD by 2x #J-18808-Ljbffr