Confidential
About the Company
Diverse financial services firm & investment bank
Industry
Financial Services
Type
Public Company
Founded
2000
Employees
10,001+
Categories
Financial Services
Finance
Banking
Wealth Management
Banking & Mortgages
Asset Management
Investment Banking
Investment Management
Venture Capital
Consulting & Professional Services
B2B
Business
Corporations
JPMorgan Chase
Currencies
Economics
Insurance
Credit
Specialties
Consumer & Community Banking
Corporate and Investment Bank
Asset Management
Private Banking
Commercial Banking
About the Role
Join our dynamic team as a Vice President of Compliance and Risk Testing. In this pivotal role within our Compliance, Conduct, and Operational Risk (CCOR) organization, you will be instrumental in promoting the firm’s integrity by executing critical testing activities aimed at identifying and mitigating risks related to market abuse, manipulation, and insider trading.
We seek a candidate with a proven history of developing and implementing risk assessment strategies that comply with regulatory standards. You will lead thorough reviews, create detailed work papers, and prepare informative test reports for senior management and other stakeholders.
To be successful in this role, you should have:
At least 7 years of experience in managing complex testing initiatives within the financial sector or a related field.
A minimum of a Bachelor’s degree.
Strong analytical, investigative, and problem-solving abilities.
Flexibility to adapt to evolving business priorities, with multitasking capabilities in a fast-paced environment.
Excellent interpersonal, communication, and organizational skills to engage with team members across all levels of the organization.
Preferred qualifications:
A minimum of 3 years in a Trade or Trade Surveillance role.
If you're a detail-oriented professional, adept at independent and collaborative work, and can manage multiple projects with minimal supervision, we encourage you to apply!
Hiring Manager Title
North America CCOR Specialized Testing Manager
Travel Percent
Less than 10%
Functions
Finance
Operations