Confidential
Vice President of Risk and Controls Readiness
About the Company
We are a vibrant financial technology (FinTech) organization that is redefining the financial services landscape.
Industry
Financial Services
Type
Privately Held, Private Equity-backed
Founded
2013
Employees
1001-5000
Categories
Asset Management
Banking
Financial Services
FinTech
Consulting & Professional Services
Information Technology & Services
Technology
Finance
Marketplaces
Internet
Investment Banking
Securities
Brokerage
Investing
Specialties
hnw fundraising platform
alternative investments
private equity and hedge funds
private investor network
private access vehicles
custom fund solutions
private credit
Business Classifications
B2B
Marketplace
About the Role
We are actively seeking a dynamic Vice President to champion our Enterprise Risk and Controls Readiness program. In this pivotal role, you will spearhead our audit activities with a decisive focus on enhancing control effectiveness and remediation. You will collaborate closely with senior leadership and cross-functional teams to uphold audit excellence and foster a strong control environment.
The ideal candidate will have:
A Bachelor’s degree in accounting, risk management, or finance (Master’s or MBA preferred).
A minimum of 10 years of experience in public accounting or internal audit, with a solid track record managing SOC 1 and SOC 2 engagements.
A resourceful and solutions-oriented mindset with an adaptable and entrepreneurial spirit.
Essential skills include:
Exceptional organizational, time management, and communication capabilities.
Proficiency in audit management software.
A strong grasp of audit and control frameworks, operational risk assessment methodologies, and regulatory compliance requirements.
Professional certifications such as CPA, CIA, or CISA are mandatory. If you are ready to take a hands-on approach and lead our Risk and Controls Readiness initiatives, we encourage you to apply and join our innovative team!
Hiring Manager Title
Senior Vice President, Enterprise Risk Management
Travel Percent
Less than 10%
Functions
Finance