UBS
Market Supervisory Officer
Join to apply for the
Market Supervisory Officer
role at
UBS .
Your role Are you an expert on risk and supervision? Do you know how to make the right call in challenging situations? We’re looking for a market supervisory officer to:
drive initiatives related to sales supervision, compliance and business risk, including implementation and education
manage all hiring and personnel decisions, coach the supervisory team and provide training on supervisory tools, new compliance bulletins and operational procedures
manage review of various supervision processes
support branches in the Branch Review and Group Internal Audit processes, visiting branches, and working on action plans for those with failed audits
partner with Compliance, including providing input to policy and supporting communication of policies
serve as a point of contact for issues that cannot be resolved, and escalate issues as required
Applications for this role can be submitted until December 26, 2025.
Salary Denver: the salary range for this role is $140,000 to $180,000. This role may also be eligible for discretionary incentive compensation.
Your team You’ll be a member of the Market Team, reporting directly to the Divisional Supervisory Officer and working closely with the Market Head. You’ll lead a team of supervisory officers across your market, acting as a coach on all aspects of the role.
Your expertise
Ideally 10 years of experience as a risk/supervisory manager, or other substantive leadership role with a leading financial institution
Series 7, 8 (or 9/10), 66 (or 63/65); insurance a plus
Track record of leadership, mentoring and coaching success
Great communicator (and you know how to handle challenging situations)
Reliable when working independently, with sound judgment for when to elevate issues
Quickly adaptable to changing market situations, technology and business needs
About Us UBS is the world’s largest and only truly global wealth manager. We operate through four business divisions: Global Wealth Management, Personal & Corporate Banking, Asset Management and the Investment Bank. Our global reach and breadth of expertise set us apart from our competitors, and we have a presence in all major financial centers in more than 50 countries.
Join us We’re dedicated to our craft and passionate about putting our people first, with new challenges, a supportive team, opportunities to grow and flexible working options when possible. Our inclusive culture brings out the best in our employees, wherever they are on their career journey. We also recognize that great work is never done alone.
Disclaimer / Policy Statements UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.
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Market Supervisory Officer
role at
UBS .
Your role Are you an expert on risk and supervision? Do you know how to make the right call in challenging situations? We’re looking for a market supervisory officer to:
drive initiatives related to sales supervision, compliance and business risk, including implementation and education
manage all hiring and personnel decisions, coach the supervisory team and provide training on supervisory tools, new compliance bulletins and operational procedures
manage review of various supervision processes
support branches in the Branch Review and Group Internal Audit processes, visiting branches, and working on action plans for those with failed audits
partner with Compliance, including providing input to policy and supporting communication of policies
serve as a point of contact for issues that cannot be resolved, and escalate issues as required
Applications for this role can be submitted until December 26, 2025.
Salary Denver: the salary range for this role is $140,000 to $180,000. This role may also be eligible for discretionary incentive compensation.
Your team You’ll be a member of the Market Team, reporting directly to the Divisional Supervisory Officer and working closely with the Market Head. You’ll lead a team of supervisory officers across your market, acting as a coach on all aspects of the role.
Your expertise
Ideally 10 years of experience as a risk/supervisory manager, or other substantive leadership role with a leading financial institution
Series 7, 8 (or 9/10), 66 (or 63/65); insurance a plus
Track record of leadership, mentoring and coaching success
Great communicator (and you know how to handle challenging situations)
Reliable when working independently, with sound judgment for when to elevate issues
Quickly adaptable to changing market situations, technology and business needs
About Us UBS is the world’s largest and only truly global wealth manager. We operate through four business divisions: Global Wealth Management, Personal & Corporate Banking, Asset Management and the Investment Bank. Our global reach and breadth of expertise set us apart from our competitors, and we have a presence in all major financial centers in more than 50 countries.
Join us We’re dedicated to our craft and passionate about putting our people first, with new challenges, a supportive team, opportunities to grow and flexible working options when possible. Our inclusive culture brings out the best in our employees, wherever they are on their career journey. We also recognize that great work is never done alone.
Disclaimer / Policy Statements UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.
#J-18808-Ljbffr