Phaxis
3 days ago Be among the first 25 applicants
This range is provided by Phaxis. Your actual pay will be based on your skills and experience — talk with your recruiter to learn more.
Base pay range
Our Broker Dealer client is seeking Accounting Manager to oversee the day-to-day financial operations of the Broker Dealer. This role manages monthly close, regulatory reporting, budgeting, financial analysis, and general accounting functions. Any interest in new opportunities?
Key Responsibilities
Oversee daily and monthly accounting processes
Prepare required regulatory filings (daily, monthly FOCUS reports, quarterly, and annual reports)
Monitor and maintain daily capital requirements
Manage monthly operating budgets and assist with annual budget planning
Handle financial analysis, forecasting, and the month-end close
Oversee accounts payable/receivable, including reviewing large payments and authorizing wires/ACH
Maintain strong internal controls and ensure compliance with policies and procedures
Oversee T&E reimbursement processes
Prepare and present financial results to senior leadership and support quarterly investor reporting
Serve as a point of contact for internal and external audits
Identify process improvements within Finance to enhance efficiency and accuracy
Collaborate with Operations, Risk, Corporate Accounting, and Compliance teams
Participate in strategic and regulatory projects as needed
Requirements
4+ years of broker-dealer financial accounting and regulatory reporting experience
Bachelor's degree in Finance, Accounting, Business, or equivalent experience
Series 27 (FINOP) preferred
Seniority level Mid-Senior level
Employment type Full-time
Job function Accounting/Auditing and Finance
Industries Accounting and Financial Services
Referrals increase your chances of interviewing at Phaxis by 2x
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This range is provided by Phaxis. Your actual pay will be based on your skills and experience — talk with your recruiter to learn more.
Base pay range
Our Broker Dealer client is seeking Accounting Manager to oversee the day-to-day financial operations of the Broker Dealer. This role manages monthly close, regulatory reporting, budgeting, financial analysis, and general accounting functions. Any interest in new opportunities?
Key Responsibilities
Oversee daily and monthly accounting processes
Prepare required regulatory filings (daily, monthly FOCUS reports, quarterly, and annual reports)
Monitor and maintain daily capital requirements
Manage monthly operating budgets and assist with annual budget planning
Handle financial analysis, forecasting, and the month-end close
Oversee accounts payable/receivable, including reviewing large payments and authorizing wires/ACH
Maintain strong internal controls and ensure compliance with policies and procedures
Oversee T&E reimbursement processes
Prepare and present financial results to senior leadership and support quarterly investor reporting
Serve as a point of contact for internal and external audits
Identify process improvements within Finance to enhance efficiency and accuracy
Collaborate with Operations, Risk, Corporate Accounting, and Compliance teams
Participate in strategic and regulatory projects as needed
Requirements
4+ years of broker-dealer financial accounting and regulatory reporting experience
Bachelor's degree in Finance, Accounting, Business, or equivalent experience
Series 27 (FINOP) preferred
Seniority level Mid-Senior level
Employment type Full-time
Job function Accounting/Auditing and Finance
Industries Accounting and Financial Services
Referrals increase your chances of interviewing at Phaxis by 2x
#J-18808-Ljbffr