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Cetera Financial Group

Hybrid Compliance Risk & Controls Analyst

Cetera Financial Group, Saint Cloud, Minnesota, us, 56398

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A financial services firm in Saint Cloud, MN is seeking a Compliance Associate to join their Risk Controls team. This role involves reviewing Outside Business Activities (OBAs) and partnering with compliance teams to ensure adherence to firm policies. Ideal candidates will have 1-3 years of BD Compliance experience, along with Series 7 and 24 certifications. The position offers a hybrid work schedule and a competitive salary ranging from $59,000 to $103,000 annually, plus performance-based bonuses. #J-18808-Ljbffr