Cetera Financial Group
OBA Compliance Analyst: Policy, Risk & Reg Guidance
Cetera Financial Group, Saint Cloud, Minnesota, us, 56398
A financial services firm is seeking a Compliance Associate in Saint Cloud, MN. The role involves reviewing and managing Outside Business Activities (OBAs) for compliance with industry regulations, requiring 1-3 years of experience in BD compliance and licenses Series 7 and 24. The position offers a competitive salary of $59,000 to $87,000 annually, plus bonuses. The company provides inclusive health benefits, generous PTO, and a supportive environment for personal growth.
#J-18808-Ljbffr