Broker-Dealer Compliance Lead | Regulation & Oversight

A financial technology firm in New York City seeks a Lead, Broker Dealer Compliance. The role involves overseeing the broker-dealer compliance program and requires extensive knowledge of SEC and FINRA regulations. Candidates should have at least 8 years of experience in securities compliance, an active FINRA license, and strong writing skills. This position offers a competitive salary and a hybrid work model. #J-18808-Ljbffr