Private-Side Broker-Dealer Compliance Associate

A leading financial services firm is seeking an Associate for Broker-Dealer Private Side Compliance Advisory. This role involves providing advice on regulatory compliance, managing coverage areas, and assisting in training for compliance systems. Candidates should have 4-7 years of relevant experience, a strong understanding of US securities laws, and excellent communication skills. This position supports a hybrid work model, allowing for a balance between working from home and in-office work. #J-18808-Ljbffr