BOSTON TRUST WALDEN COMPANY
About Our Client:
Our client is a leading quantitative hedge fund leveraging advanced data analytics, algorithmic trading strategies, and cutting‑edge technology to deliver superior returns. They thrive on innovation, precision, and integrity. As they expand, they are seeking a seasoned compliance leader with strong regulatory or funds experience to join their dynamic environment. Role Overview:
The Regulatory Compliance Director will lead the compliance function, ensuring the fund operates within global regulatory frameworks and industry best practices. This is a strategic leadership role, working closely with senior management, portfolio managers, and legal teams to maintain compliance standards and support growth initiatives. Key Responsibilities:
Develop and oversee the firm's compliance framework across multiple jurisdictions (e.g., SFC, SEC, FCA, MAS). Manage fund registration, licensing, and ongoing reporting requirements. Advise senior leadership on regulatory developments and their impact on business strategy. Lead internal audits, risk assessments, and compliance training programs. Serve as the primary liaison with regulators, auditors, and external service providers. Ensure compliance policies align with quantitative trading strategies and operational processes. Qualifications:
Bachelor's degree in Law, Finance, or related field; 10+ years of experience in regulatory compliance or equities compliance advisory within investment banks or hedge funds. Proven track record in managing compliance for multi-jurisdictional operations. Strong leadership, communication, and stakeholder management skills. Ability to thrive in a fast‑paced, data‑driven environment.
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Our client is a leading quantitative hedge fund leveraging advanced data analytics, algorithmic trading strategies, and cutting‑edge technology to deliver superior returns. They thrive on innovation, precision, and integrity. As they expand, they are seeking a seasoned compliance leader with strong regulatory or funds experience to join their dynamic environment. Role Overview:
The Regulatory Compliance Director will lead the compliance function, ensuring the fund operates within global regulatory frameworks and industry best practices. This is a strategic leadership role, working closely with senior management, portfolio managers, and legal teams to maintain compliance standards and support growth initiatives. Key Responsibilities:
Develop and oversee the firm's compliance framework across multiple jurisdictions (e.g., SFC, SEC, FCA, MAS). Manage fund registration, licensing, and ongoing reporting requirements. Advise senior leadership on regulatory developments and their impact on business strategy. Lead internal audits, risk assessments, and compliance training programs. Serve as the primary liaison with regulators, auditors, and external service providers. Ensure compliance policies align with quantitative trading strategies and operational processes. Qualifications:
Bachelor's degree in Law, Finance, or related field; 10+ years of experience in regulatory compliance or equities compliance advisory within investment banks or hedge funds. Proven track record in managing compliance for multi-jurisdictional operations. Strong leadership, communication, and stakeholder management skills. Ability to thrive in a fast‑paced, data‑driven environment.
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