Cetera Financial Group
OBA Compliance Analyst - Risk & Policy Specialist
Cetera Financial Group, Des Moines, Iowa, United States, 50319
A leading financial services firm in Des Moines is seeking a Compliance Associate to ensure adherence to policies and regulations. You will review Outside Business Activities, partner with compliance teams, and assist personnel in understanding firm policies. Ideal candidates will have a High School degree, 1-3 years of experience in Business Development Compliance, and required licenses. This full-time position offers a salary range of $59,000 to $87,000 plus a competitive bonus, with a comprehensive benefits package.
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