TD Securities
Audit Manager II - Financial Crimes - Issue Validation
TD Securities, New York, New York, us, 10261
Audit Manager II - Financial Crimes - Issue Validation
Apply for the
Audit Manager II - Financial Crimes - Issue Validation
role at
TD Securities
Job Details
Location: New York, New York, United States of America
Hours: 40
Pay Range: $92,222 - $149,310 USD
Line of Business: Audit
Job Description The Audit Manager is accountable for overseeing the planning and execution for audits covering discrete business units or functional corporate areas. The role also oversees the Audit team performing the audits.
Depth & Scope
Contributes to the audit planning process for specific businesses/functional units, including audit plans, resource requirements and budgets.
Has overall responsibility for completion of audits; plans and leads audits and oversees staff working on multiple audits, forming conclusions, communicating scope/findings to business line.
Performs testing of critical areas of audit; reviews audit documentation; oversees findings follow‑up and issue validation.
Ensures audits are executed and completed in accordance with established standards and within prescribed time, budget and scope parameters to ensure deadlines are met.
Oversees a small to medium sized team assigned to a given audit and provides coaching and feedback on performance throughout the audit.
Evaluates internal and external risks for assigned business lines and/or functions utilizing subject‑matter expertise.
Acts as primary contact with management regarding audit scope, findings and status.
Education & Experience
Undergraduate degree required.
7+ years of relevant experience.
Physical Requirements
Never: 0%; Occasional: 1‑33%; Frequent: 34‑66%; Continuous: 67‑100%
Domestic Travel – Occasional
International Travel – Never
Performing sedentary work – Continuous
Performing multiple tasks – Continuous
Operating standard office equipment - Continuous
Responding quickly to sounds – Occasional
Sitting – Continuous
Standing – Occasional
Walking – Occasional
Moving safely in confined spaces – Occasional
Lifting/Carrying (under 25 lbs.) – Occasional
Lifting/Carrying (over 25 lbs.) – Never
Squatting – Occasional
Bending – Occasional
Kneeling – Never
Crawling – Never
Climbing – Never
Reaching overhead – Never
Reaching forward – Occasional
Pushing – Never
Pulling – Never
Twisting – Never
Concentrating for long periods of time – Continuous
Applying common sense to deal with problems involving standardized situations – Continuous
Reading, writing and comprehending instructions – Continuous
Adding, subtracting, multiplying and dividing – Continuous
Accommodation TD Bank is an equal opportunity employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, age, disability, status as a protected veteran or any other characteristic protected under applicable federal, state, or local law. If you are an applicant with a disability and need accommodations to complete the application process, please email TD Bank US Workplace Accommodations Program at USWAPTDO@td.com.
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Audit Manager II - Financial Crimes - Issue Validation
role at
TD Securities
Job Details
Location: New York, New York, United States of America
Hours: 40
Pay Range: $92,222 - $149,310 USD
Line of Business: Audit
Job Description The Audit Manager is accountable for overseeing the planning and execution for audits covering discrete business units or functional corporate areas. The role also oversees the Audit team performing the audits.
Depth & Scope
Contributes to the audit planning process for specific businesses/functional units, including audit plans, resource requirements and budgets.
Has overall responsibility for completion of audits; plans and leads audits and oversees staff working on multiple audits, forming conclusions, communicating scope/findings to business line.
Performs testing of critical areas of audit; reviews audit documentation; oversees findings follow‑up and issue validation.
Ensures audits are executed and completed in accordance with established standards and within prescribed time, budget and scope parameters to ensure deadlines are met.
Oversees a small to medium sized team assigned to a given audit and provides coaching and feedback on performance throughout the audit.
Evaluates internal and external risks for assigned business lines and/or functions utilizing subject‑matter expertise.
Acts as primary contact with management regarding audit scope, findings and status.
Education & Experience
Undergraduate degree required.
7+ years of relevant experience.
Physical Requirements
Never: 0%; Occasional: 1‑33%; Frequent: 34‑66%; Continuous: 67‑100%
Domestic Travel – Occasional
International Travel – Never
Performing sedentary work – Continuous
Performing multiple tasks – Continuous
Operating standard office equipment - Continuous
Responding quickly to sounds – Occasional
Sitting – Continuous
Standing – Occasional
Walking – Occasional
Moving safely in confined spaces – Occasional
Lifting/Carrying (under 25 lbs.) – Occasional
Lifting/Carrying (over 25 lbs.) – Never
Squatting – Occasional
Bending – Occasional
Kneeling – Never
Crawling – Never
Climbing – Never
Reaching overhead – Never
Reaching forward – Occasional
Pushing – Never
Pulling – Never
Twisting – Never
Concentrating for long periods of time – Continuous
Applying common sense to deal with problems involving standardized situations – Continuous
Reading, writing and comprehending instructions – Continuous
Adding, subtracting, multiplying and dividing – Continuous
Accommodation TD Bank is an equal opportunity employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, age, disability, status as a protected veteran or any other characteristic protected under applicable federal, state, or local law. If you are an applicant with a disability and need accommodations to complete the application process, please email TD Bank US Workplace Accommodations Program at USWAPTDO@td.com.
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