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Raymond James Financial Services

Remote CAT/CAIS Regulatory Reporting Analyst

Raymond James Financial Services, Madison, Wisconsin, us, 53774

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A financial services firm is seeking a Regulatory Operations Analyst to support compliance operations with a focus on regulatory reporting, including CAT and CAIS. This role offers a hybrid working environment with remote options for qualified candidates. You will be responsible for preparing and validating reports, collaborating with internal teams to mitigate risks, and ensuring compliance with financial regulations. An SIE certification is required, and the ability to obtain Series 99 within 120 days is necessary. #J-18808-Ljbffr