UBS
Your Role
Are you an expert on risk and supervision? Do you know how to make the right call in challenging situations?
Responsibilities
Drive initiatives related to sales supervision, compliance and business risk, including implementation and education
Manage review of various supervision processes and procedures
Serve as a point of contact regarding matters that need attention or on issues that cannot be resolved, and escalated as required
It is unlawful in Massachusetts to require or administer a lie detector test as a condition of employment or continued employment. An employer who violates this law shall be subject to criminal penalties and civil liability.
Salary Information
Boston: salary range for this role is $95,000 to $120,000
Salary range may also be eligible for discretionary incentive compensation. For benefits information, visit ubs.com/usbenefits.
Job Type Full Time
Job Reference # 326708BR
City Boston, Portland
Your Team You’ll be working as part of Wealth Management Americas in the Portland or Boston area. We help high net worth and ultra-high net worth individuals and families meet their financial goals through financial advisors who deliver products and services specifically designed for them. You’ll be a member of the Greater New England Market, reporting directly to the Market Supervisory Officer and working closely with the management team.
Your Expertise
2+ years of experience as a risk/supervisory manager, or other substantive leadership role with a leading financial institution
Series 7, 8 (or 9/10), 66 (or 63/65); insurance a plus
Track record of leadership, mentoring and coaching success
Great communicator comfortable addressing difficult conversations
Reliable when working independently, with sound judgment relating to issue escalation
Quickly adaptable to changing market situations, technology and business needs
About Us UBS is a leading global wealth manager and the leading universal bank in Switzerland. We also provide diversified asset management solutions and focused investment banking capabilities. Headquartered in Zurich, Switzerland, UBS is present in more than 50 markets around the globe.
Join Us At UBS, we know that it's our people, with their diverse skills, experiences and backgrounds, who drive our ongoing success. We’re dedicated to our craft and passionate about putting our people first, with new challenges, a supportive team, opportunities to grow and flexible working options when possible. Our inclusive culture brings out the best in our employees, wherever they are on their career journey. And we use artificial intelligence (AI) to work smarter and more efficiently. We also recognize that great work is never done alone. That’s why collaboration is at the heart of everything we do. Because together, we’re more than ourselves.
Disclaimer / Policy Statements UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.
Seniority Level Not Applicable
Employment Type Full-time
Job Function Other
Industries Banking, Financial Services, and Investment Banking
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Responsibilities
Drive initiatives related to sales supervision, compliance and business risk, including implementation and education
Manage review of various supervision processes and procedures
Serve as a point of contact regarding matters that need attention or on issues that cannot be resolved, and escalated as required
It is unlawful in Massachusetts to require or administer a lie detector test as a condition of employment or continued employment. An employer who violates this law shall be subject to criminal penalties and civil liability.
Salary Information
Boston: salary range for this role is $95,000 to $120,000
Salary range may also be eligible for discretionary incentive compensation. For benefits information, visit ubs.com/usbenefits.
Job Type Full Time
Job Reference # 326708BR
City Boston, Portland
Your Team You’ll be working as part of Wealth Management Americas in the Portland or Boston area. We help high net worth and ultra-high net worth individuals and families meet their financial goals through financial advisors who deliver products and services specifically designed for them. You’ll be a member of the Greater New England Market, reporting directly to the Market Supervisory Officer and working closely with the management team.
Your Expertise
2+ years of experience as a risk/supervisory manager, or other substantive leadership role with a leading financial institution
Series 7, 8 (or 9/10), 66 (or 63/65); insurance a plus
Track record of leadership, mentoring and coaching success
Great communicator comfortable addressing difficult conversations
Reliable when working independently, with sound judgment relating to issue escalation
Quickly adaptable to changing market situations, technology and business needs
About Us UBS is a leading global wealth manager and the leading universal bank in Switzerland. We also provide diversified asset management solutions and focused investment banking capabilities. Headquartered in Zurich, Switzerland, UBS is present in more than 50 markets around the globe.
Join Us At UBS, we know that it's our people, with their diverse skills, experiences and backgrounds, who drive our ongoing success. We’re dedicated to our craft and passionate about putting our people first, with new challenges, a supportive team, opportunities to grow and flexible working options when possible. Our inclusive culture brings out the best in our employees, wherever they are on their career journey. And we use artificial intelligence (AI) to work smarter and more efficiently. We also recognize that great work is never done alone. That’s why collaboration is at the heart of everything we do. Because together, we’re more than ourselves.
Disclaimer / Policy Statements UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.
Seniority Level Not Applicable
Employment Type Full-time
Job Function Other
Industries Banking, Financial Services, and Investment Banking
#J-18808-Ljbffr