Confidential
Vice President, Swaps Reporting Lead, Operations Risk & Regulatory Control
Confidential, New York, New York, us, 10261
Vice President, Swaps Reporting Lead, Operations Risk & Regulatory Control
About the Company
Top-tier global investment bank
Industry
Financial Services
Type
Public Company
Founded
1935
Employees
10,001+
Categories
Asset Management
Financial Services
Lending
Investment Banking
Investment Management
B2B
Consulting & Professional Services
Marketplace
Banking
Brokerage
Economics
Finance
IPOs
Personal Finance
Publicly Traded
Business
Wall Street
Keywords
Savings & Investing
Credit
Insurance
Morgan Stanley
Specialties sales & trading investment banking investment management prime brokerage research institutional consulting wealth management and private wealth management
Business Classifications B2B Marketplace
About the Role The Company is seeking a Swaps Reporting Lead in Ops Risk & Regulatory Control to oversee the performance and regulatory risk for North America. The successful candidate will be responsible for managing the global transaction reporting control framework, documenting and investigating exceptions, and ensuring that complex activities are well-documented and executed effectively. This role requires a strong understanding of OTC swaps reporting rules, derivatives products, and the broader regulatory reporting landscape. The Lead will also be expected to build and manage relationships with business unit partners, and other infrastructure departments, and external contacts, and to actively contribute to governance and risk activities.
Applicants for the Swaps Reporting Lead position at the company should have a proven track record in team management, enhancing control, continuous improvement, and reducing operational risk. The role demands a culture carrier and role model who can influence at all levels of the organization to deliver the firm's regulatory reporting commitments efficiently and with minimal risk. Key responsibilities include developing staff, leading initiatives, and contributing to the business plan for the area. The ideal candidate will be a strong relationship builder, a commercial thinker, and a culture carrier who can represent and lead the firm's core values. The role is challenging and rewarding, offering the opportunity to lead a diverse team and work on a large-scale program. Hiring Manager Title North America Head of TTRO Travel Percent Less than 10% Functions Finance
Specialties sales & trading investment banking investment management prime brokerage research institutional consulting wealth management and private wealth management
Business Classifications B2B Marketplace
About the Role The Company is seeking a Swaps Reporting Lead in Ops Risk & Regulatory Control to oversee the performance and regulatory risk for North America. The successful candidate will be responsible for managing the global transaction reporting control framework, documenting and investigating exceptions, and ensuring that complex activities are well-documented and executed effectively. This role requires a strong understanding of OTC swaps reporting rules, derivatives products, and the broader regulatory reporting landscape. The Lead will also be expected to build and manage relationships with business unit partners, and other infrastructure departments, and external contacts, and to actively contribute to governance and risk activities.
Applicants for the Swaps Reporting Lead position at the company should have a proven track record in team management, enhancing control, continuous improvement, and reducing operational risk. The role demands a culture carrier and role model who can influence at all levels of the organization to deliver the firm's regulatory reporting commitments efficiently and with minimal risk. Key responsibilities include developing staff, leading initiatives, and contributing to the business plan for the area. The ideal candidate will be a strong relationship builder, a commercial thinker, and a culture carrier who can represent and lead the firm's core values. The role is challenging and rewarding, offering the opportunity to lead a diverse team and work on a large-scale program. Hiring Manager Title North America Head of TTRO Travel Percent Less than 10% Functions Finance