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Confidential

Senior Vice President, Head of Legal, Human Resources & Governance

Confidential, New York, New York, United States, 10001

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Senior Vice President, Head of Legal, Human Resources & Governance

About the Company

Expanding provider of investment management, research & trading services

Industry Financial Services

Type Public Company

Founded 1792

Employees 10,001+

Categories

Financial Services Investment Management Consulting & Professional Services B2B Asset Management Boston Finance Insurance Publicly Traded Angel Investment Banking

Specialties

investment management custodian etf financial products fund accounting relationship management research trading and investment servicing

Business Classifications

B2B

About the Role

The Company is seeking a Senior Vice President, Head of Legal, Human Resources, and Governance to provide expert legal counsel and services in the areas of executive compensation, employee benefits, employment, and corporate governance. The successful candidate will be responsible for managing all legal aspects of the company's global compensation, benefits, and employment programs, including employment litigation for a large workforce. This role is critical in ensuring compliance with legal and regulatory standards, particularly those applicable to a global systemically important bank. The Head of Legal, Human Resources, and Governance will also be involved in strategic decision-making, advising on legal and corporate governance matters, and representing the legal division in various capacities.

Applicants must be recognized subject matter experts in legal issues related to executive compensation, employment law, employee benefits, and corporate governance, with a minimum of 12 years of related work experience. A Juris Doctor degree and admission to practice in at least one U.S. jurisdiction are required. The role demands a seasoned professional with a proven track record in stakeholder management, risk evaluation, and sound judgment. The ideal candidate will have a strong ability to communicate with senior executives, collaborate across jurisdictions, and manage a team of legal professionals. Responsibilities also include providing legal advice on M&A and divestiture transactions, managing outside counsel, and ensuring the timely reporting of relevant risks and developments to senior leadership.

Hiring Manager Title Executive Vice President, Head of Legal, Corporate and Regulatory

Travel Percent Less than 10%

Functions

Human Resources Legal