Morgan Stanley
Global Financial Crimes Vice President, Investigations Quality Oversight
Morgan Stanley, New York, New York, us, 10261
Global Financial Crimes Vice President, Investigations Quality Oversight
We are seeking someone to join our team as a Global Financial Crimes (GFC): Investigations Quality Oversight Officer to play a critical role in identifying potentially suspicious activity, protecting vulnerable individuals, and safeguarding the integrity of the financial system. In the Legal & Compliance division, we assist the Firm in achieving its business objectives by facilitating and overseeing the Firm's management of legal, regulatory and franchise risk. This is a Vice President level position within the GFC Investigations team. Since 1935, Morgan Stanley is known as a global leader in financial services, always evolving and innovating to better serve our clients and our communities in more than 40 countries around the world. GFC coordinates day-to-day implementation of the Firm's financial crime prevention efforts, including governance, oversight and execution of the Firm's Anti-Money Laundering (AML), Sanctions, Anti-Corruption and Government and Political Activities Compliance programs. What You'll Do In The Role Conduct quality reviews for investigations into a wide variety of suspected financial crimes, including money laundering, terrorist financing, market manipulation, insider trading, trafficking, fraud, public corruption and bribery, cybercrime, and tax evasion. Examine AML and Fraud investigation case files for completeness, accuracy, and consistency. Review and validate SAR filings, including SAR narratives and supporting documentation, to ensure clarity, accuracy, and alignment with FinCEN rules, regulatory guidance, and internal policies. Identify activity trends and potential process enhancements and provide actionable insights to improve investigative quality. Collaborate with team leads and management to provide feedback for investigators to improve investigation techniques, investigation quality, and SAR form preparation. What You'll Bring To The Role Bachelor's degree or equivalent military experience. Law degree, legal or prosecutorial experience a plus. 5+ years of strong investigative or related experience with emphasis on BSA/AML, including writing and preparing SARs in accordance with applicable regulatory requirements. Strong understanding of the financial markets and banking, including broker-dealer product-based knowledge and the ability to learn concepts quickly. Excellent communication, leadership, and presentation skills with the ability to communicate effectively through all levels of the organization. Self-motivated and independent operator with the ability and maturity to make decisions and operate in fast paced and dynamic settings. CAMS or equivalent AML certification/license, or ability to obtain certification within first 15 months of employment. Where You'll Be Working This role will require in office attendance 3 days/week. Two of those days will be Anchor Days where you will be in the office with your teammates to learn, grow, and collaborate in person. What You Can Expect From Morgan Stanley We are committed to maintaining the first-class service and high standard of excellence that have defined Morgan Stanley for over 89 years. Our values - putting clients first, doing the right thing, leading with exceptional ideas, committing to diversity and inclusion, and giving back - aren’t just beliefs, they guide the decisions we make every day to do what's best for our clients, communities and more than 80,000 employees in 1,200 offices across 42 countries. Morgan Stanley is an equal opportunity employer committed to diversifying its workforce (M/F/Disability/Vet). It is the policy of the Firm to ensure equal employment opportunity without discrimination or harassment on the basis of race, color, religion, creed, age, sex, sex stereotype, gender, gender identity or expression, transgender, sexual orientation, national origin, citizenship, disability, marital and civil partnership/union status, pregnancy, veteran or military service status, genetic information, or any other characteristic protected by law.
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We are seeking someone to join our team as a Global Financial Crimes (GFC): Investigations Quality Oversight Officer to play a critical role in identifying potentially suspicious activity, protecting vulnerable individuals, and safeguarding the integrity of the financial system. In the Legal & Compliance division, we assist the Firm in achieving its business objectives by facilitating and overseeing the Firm's management of legal, regulatory and franchise risk. This is a Vice President level position within the GFC Investigations team. Since 1935, Morgan Stanley is known as a global leader in financial services, always evolving and innovating to better serve our clients and our communities in more than 40 countries around the world. GFC coordinates day-to-day implementation of the Firm's financial crime prevention efforts, including governance, oversight and execution of the Firm's Anti-Money Laundering (AML), Sanctions, Anti-Corruption and Government and Political Activities Compliance programs. What You'll Do In The Role Conduct quality reviews for investigations into a wide variety of suspected financial crimes, including money laundering, terrorist financing, market manipulation, insider trading, trafficking, fraud, public corruption and bribery, cybercrime, and tax evasion. Examine AML and Fraud investigation case files for completeness, accuracy, and consistency. Review and validate SAR filings, including SAR narratives and supporting documentation, to ensure clarity, accuracy, and alignment with FinCEN rules, regulatory guidance, and internal policies. Identify activity trends and potential process enhancements and provide actionable insights to improve investigative quality. Collaborate with team leads and management to provide feedback for investigators to improve investigation techniques, investigation quality, and SAR form preparation. What You'll Bring To The Role Bachelor's degree or equivalent military experience. Law degree, legal or prosecutorial experience a plus. 5+ years of strong investigative or related experience with emphasis on BSA/AML, including writing and preparing SARs in accordance with applicable regulatory requirements. Strong understanding of the financial markets and banking, including broker-dealer product-based knowledge and the ability to learn concepts quickly. Excellent communication, leadership, and presentation skills with the ability to communicate effectively through all levels of the organization. Self-motivated and independent operator with the ability and maturity to make decisions and operate in fast paced and dynamic settings. CAMS or equivalent AML certification/license, or ability to obtain certification within first 15 months of employment. Where You'll Be Working This role will require in office attendance 3 days/week. Two of those days will be Anchor Days where you will be in the office with your teammates to learn, grow, and collaborate in person. What You Can Expect From Morgan Stanley We are committed to maintaining the first-class service and high standard of excellence that have defined Morgan Stanley for over 89 years. Our values - putting clients first, doing the right thing, leading with exceptional ideas, committing to diversity and inclusion, and giving back - aren’t just beliefs, they guide the decisions we make every day to do what's best for our clients, communities and more than 80,000 employees in 1,200 offices across 42 countries. Morgan Stanley is an equal opportunity employer committed to diversifying its workforce (M/F/Disability/Vet). It is the policy of the Firm to ensure equal employment opportunity without discrimination or harassment on the basis of race, color, religion, creed, age, sex, sex stereotype, gender, gender identity or expression, transgender, sexual orientation, national origin, citizenship, disability, marital and civil partnership/union status, pregnancy, veteran or military service status, genetic information, or any other characteristic protected by law.
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