Morgan Stanley
Global Financial Crimes: US Investigations Director/VP
Morgan Stanley, New York, New York, us, 10261
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Global Financial Crimes: US Investigations Director/VP
role at
Morgan Stanley
About Morgan Stanley Discover your next career opportunity with Morgan Stanley, where we are committed to helping our employees build meaningful careers, and where you can learn, achieve, and grow. Across the globe, we believe our greatest asset is our people. As part of our commitment to excellence, we offer a comprehensive suite of benefits, programs, and perks. From adoption assistance benefits to Zipcar memberships, the Firm’s 250+ employee programs have you covered from A to Z.
We stand for doing the right thing, putting clients first, leading with exceptional ideas, committing to diversity and inclusion, and giving back.
About Global Financial Crimes In Global Financial Crimes (GFC), you will play a critical role in identifying potentially suspicious activity, protecting vulnerable individuals, and safeguarding the integrity of the financial system. GFC coordinates day-to-day implementation of the Firm\'s financial crime prevention efforts, including governance, oversight and execution of the Firm\'s Anti-Money Laundering (AML), Sanctions, Anti-Corruption and Government and Political Activities Compliance programs.
If you are passionate about financial crimes prevention and seeking a rewarding and dynamic career focused on making a difference, then GFC might be the right team for you.
Your Key Responsibilities
Lead investigations of a wide variety of suspected financial crimes, including money laundering, terrorist financing, market manipulation, insider trading, trafficking, fraud, public corruption and bribery, cybercrime, and tax evasion
Determine appropriate regulatory filing requirements, including Suspicious Activity Reports, and notifications to law enforcement and government agencies
Provide advice to the business with respect to managing risks arising from financial crimes concerns involving prospective and current client relationships
Produce and maintain investigative reports and related documentation
Assist with responding to requests for information from law enforcement and government agencies
Ensure daily operational processing is completed according to established program and regulatory requirements
Identify and implement process improvements to increase efficiency and effectiveness
What We’re Looking For In You
Bachelors degree or equivalent military experience. Law degree, legal or prosecutorial experience a plus.
5+ years of strong investigative or related experience with emphasis on BSA/AML, including writing and preparing SARs in accordance with applicable regulatory requirements
Strong understanding of the financial markets and banking, including broker-dealer product-based knowledge and the ability to learn concepts quickly
Excellent communication, leadership, and presentation skills with the ability to communicate effectively through all levels of the organization
Self-motivated and independent operator with the ability and maturity to make decisions and operate in fast paced and dynamic settings
CAMS or equivalent AML certification/license, or ability to obtain certification within first 15 months of employment
Where You’ll Be Working This role will require in-office attendance 3 days/week. Two of those days will be Anchor Days where you will be in the office with your teammates to learn, grow, and collaborate in person.
What You Can Expect From Morgan Stanley We are committed to maintaining the first-class service and high standard of excellence that have defined Morgan Stanley for many years. Our values – putting clients first, doing the right thing, leading with exceptional ideas, committing to diversity and inclusion, and giving back – guide the decisions we make every day to do what\'s best for our clients, communities and more than 80,000 employees in 1,200 offices across 42 countries. Our teams are relentless collaborators and creative thinkers, fueled by diverse backgrounds and experiences. We offer attractive and comprehensive employee benefits and perks, with opportunities to move across the business for those who show passion and grit in their work.
To learn more about our offices across the globe, please copy and paste https://www.morganstanley.com/about-us/global-offices into your browser.
Salary and Benefits (Illustrative) Maryland (Director): Salary range for the position: $75,000 - $120,000 per year. Eligible for annual discretionary incentive compensation. Benefits include Medical, Prescription Drug, Dental, Vision, Health Savings Account, Life Insurance, Disability, Paid Time Off, 401(k), and more. Please visit mybenefits.morganstanley.com to learn more.
Maryland (Vice President): Salary range for the position: $105,000 - $170,000 per year. Benefits include Medical, Prescription Drug, Dental, Vision, Health Savings Account, Life Insurance, Disability, Paid Time Off, 401(k), and more. Please visit mybenefits.morganstanley.com to learn more.
New York (Director): Expected base pay between $90,000 and $155,000 per year, plus total compensation components as applicable.
New York (Vice President): Expected base pay between $90,000 and $200,000 per year, plus total compensation components as applicable.
Morgan Stanley is an equal opportunity employer committed to diversifying its workforce (M/F/Disability/Vet). It is the policy of the Firm to ensure equal employment opportunity without discrimination or harassment on the basis of race, color, religion, creed, age, sex, gender, gender identity or expression, transgender, sexual orientation, national origin, citizenship, disability, marital and civil partnership/union status, pregnancy, veteran or military service status, genetic information, or any other characteristic protected by law.
EEO/Equal Opportunity Statement Morgan Stanley is an equal opportunity employer committed to diversifying its workforce (M/F/Disability/Vet).
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Global Financial Crimes: US Investigations Director/VP
role at
Morgan Stanley
About Morgan Stanley Discover your next career opportunity with Morgan Stanley, where we are committed to helping our employees build meaningful careers, and where you can learn, achieve, and grow. Across the globe, we believe our greatest asset is our people. As part of our commitment to excellence, we offer a comprehensive suite of benefits, programs, and perks. From adoption assistance benefits to Zipcar memberships, the Firm’s 250+ employee programs have you covered from A to Z.
We stand for doing the right thing, putting clients first, leading with exceptional ideas, committing to diversity and inclusion, and giving back.
About Global Financial Crimes In Global Financial Crimes (GFC), you will play a critical role in identifying potentially suspicious activity, protecting vulnerable individuals, and safeguarding the integrity of the financial system. GFC coordinates day-to-day implementation of the Firm\'s financial crime prevention efforts, including governance, oversight and execution of the Firm\'s Anti-Money Laundering (AML), Sanctions, Anti-Corruption and Government and Political Activities Compliance programs.
If you are passionate about financial crimes prevention and seeking a rewarding and dynamic career focused on making a difference, then GFC might be the right team for you.
Your Key Responsibilities
Lead investigations of a wide variety of suspected financial crimes, including money laundering, terrorist financing, market manipulation, insider trading, trafficking, fraud, public corruption and bribery, cybercrime, and tax evasion
Determine appropriate regulatory filing requirements, including Suspicious Activity Reports, and notifications to law enforcement and government agencies
Provide advice to the business with respect to managing risks arising from financial crimes concerns involving prospective and current client relationships
Produce and maintain investigative reports and related documentation
Assist with responding to requests for information from law enforcement and government agencies
Ensure daily operational processing is completed according to established program and regulatory requirements
Identify and implement process improvements to increase efficiency and effectiveness
What We’re Looking For In You
Bachelors degree or equivalent military experience. Law degree, legal or prosecutorial experience a plus.
5+ years of strong investigative or related experience with emphasis on BSA/AML, including writing and preparing SARs in accordance with applicable regulatory requirements
Strong understanding of the financial markets and banking, including broker-dealer product-based knowledge and the ability to learn concepts quickly
Excellent communication, leadership, and presentation skills with the ability to communicate effectively through all levels of the organization
Self-motivated and independent operator with the ability and maturity to make decisions and operate in fast paced and dynamic settings
CAMS or equivalent AML certification/license, or ability to obtain certification within first 15 months of employment
Where You’ll Be Working This role will require in-office attendance 3 days/week. Two of those days will be Anchor Days where you will be in the office with your teammates to learn, grow, and collaborate in person.
What You Can Expect From Morgan Stanley We are committed to maintaining the first-class service and high standard of excellence that have defined Morgan Stanley for many years. Our values – putting clients first, doing the right thing, leading with exceptional ideas, committing to diversity and inclusion, and giving back – guide the decisions we make every day to do what\'s best for our clients, communities and more than 80,000 employees in 1,200 offices across 42 countries. Our teams are relentless collaborators and creative thinkers, fueled by diverse backgrounds and experiences. We offer attractive and comprehensive employee benefits and perks, with opportunities to move across the business for those who show passion and grit in their work.
To learn more about our offices across the globe, please copy and paste https://www.morganstanley.com/about-us/global-offices into your browser.
Salary and Benefits (Illustrative) Maryland (Director): Salary range for the position: $75,000 - $120,000 per year. Eligible for annual discretionary incentive compensation. Benefits include Medical, Prescription Drug, Dental, Vision, Health Savings Account, Life Insurance, Disability, Paid Time Off, 401(k), and more. Please visit mybenefits.morganstanley.com to learn more.
Maryland (Vice President): Salary range for the position: $105,000 - $170,000 per year. Benefits include Medical, Prescription Drug, Dental, Vision, Health Savings Account, Life Insurance, Disability, Paid Time Off, 401(k), and more. Please visit mybenefits.morganstanley.com to learn more.
New York (Director): Expected base pay between $90,000 and $155,000 per year, plus total compensation components as applicable.
New York (Vice President): Expected base pay between $90,000 and $200,000 per year, plus total compensation components as applicable.
Morgan Stanley is an equal opportunity employer committed to diversifying its workforce (M/F/Disability/Vet). It is the policy of the Firm to ensure equal employment opportunity without discrimination or harassment on the basis of race, color, religion, creed, age, sex, gender, gender identity or expression, transgender, sexual orientation, national origin, citizenship, disability, marital and civil partnership/union status, pregnancy, veteran or military service status, genetic information, or any other characteristic protected by law.
EEO/Equal Opportunity Statement Morgan Stanley is an equal opportunity employer committed to diversifying its workforce (M/F/Disability/Vet).
#J-18808-Ljbffr