Confidential
Senior Vice President, GSP Trade Monitoring Lead Analyst
Confidential, New York, New York, us, 10261
Senior Vice President, GSP Trade Monitoring Lead Analyst
About the Company
Renowned commercial investment banking company with an international reach
Industry
Financial Services
Type
Public Company
Founded
1812
Employees
10,001+
Categories
Wealth Management
Credit Cards
Banking
Financial Services
Banking & Mortgages
Consulting & Professional Services
Brokerage
Business
Common Purpose
Finance
Financial Ingenuity
Financial Responsibility
Global Bank
Investing
Investment Banking
Responsible Finance
Global Banking
Global Finance
Investment Bank
Insurance
Asset Management
Investment Management
Financial Transactions
International Trade
Capital Management
Assistance Services
Risk Analysis
Home Ownership
Lending Services
Financial Trading
Foreign Trade
Mobile Communication
Blockchain
Regulatory Affairs
Sustainability
Corporate Citizenship
Credit
Specialties banking commercial banking investment banking wealth management credit cards capital markets equity and fixed income research consumer lending cash management and transaction services
Business Classifications B2B B2C
About the Role The Company is seeking a GSP Trade Monitoring Senior Lead Analyst - SVP to join their dynamic team. The successful candidate will be at the forefront of the First Line of Defense, with a primary focus on monitoring trading activity for potential market abuse. This role is pivotal within the Global Markets Non-Financial Risk group, particularly in the area of Conduct Risk. The ideal candidate will have a strong background in financial services, particularly within Global Spread Products, and a deep understanding of MAR (Market Abuse Regulation) related behaviors. The role involves actively analyzing and dealing with market abuse alerts, as well as supporting the design and implementation of trade monitoring to ensure compliance with global regulations.
Applicants for this role at the company should possess relevant work experience in financial services, with a preference for those with a background in Global Spread Products trading or surveillance. Proficiency in MS Excel, SQL, and Python, or other C-based coding, is a plus. The role requires clear and concise communication, excellent problem-solving skills, and the ability to develop and implement strategy and process improvement initiatives. A Bachelor's degree is required, with a Master's degree being preferred. The candidate will be expected to collaborate with various internal areas, including Legal, Compliance, Operations, Technology, and Business Management, to deliver the necessary controls and support data quality processes for transaction monitoring. Hiring Manager Title Head of GSP Transaction Monitoring Travel Percent Less than 10% Functions Finance Operations
Specialties banking commercial banking investment banking wealth management credit cards capital markets equity and fixed income research consumer lending cash management and transaction services
Business Classifications B2B B2C
About the Role The Company is seeking a GSP Trade Monitoring Senior Lead Analyst - SVP to join their dynamic team. The successful candidate will be at the forefront of the First Line of Defense, with a primary focus on monitoring trading activity for potential market abuse. This role is pivotal within the Global Markets Non-Financial Risk group, particularly in the area of Conduct Risk. The ideal candidate will have a strong background in financial services, particularly within Global Spread Products, and a deep understanding of MAR (Market Abuse Regulation) related behaviors. The role involves actively analyzing and dealing with market abuse alerts, as well as supporting the design and implementation of trade monitoring to ensure compliance with global regulations.
Applicants for this role at the company should possess relevant work experience in financial services, with a preference for those with a background in Global Spread Products trading or surveillance. Proficiency in MS Excel, SQL, and Python, or other C-based coding, is a plus. The role requires clear and concise communication, excellent problem-solving skills, and the ability to develop and implement strategy and process improvement initiatives. A Bachelor's degree is required, with a Master's degree being preferred. The candidate will be expected to collaborate with various internal areas, including Legal, Compliance, Operations, Technology, and Business Management, to deliver the necessary controls and support data quality processes for transaction monitoring. Hiring Manager Title Head of GSP Transaction Monitoring Travel Percent Less than 10% Functions Finance Operations